Notice2022-22855
Emerald Strategic Innovation Interval Fund and Emerald Mutual Fund Advisers Trust
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
October 21, 2022
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 87 Issue 203 (Friday, October 21, 2022)</title>
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[Federal Register Volume 87, Number 203 (Friday, October 21, 2022)]
[Notices]
[Page 64126]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2022-22855]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 34729; File No. 812-15371]
Emerald Strategic Innovation Interval Fund and Emerald Mutual
Fund Advisers Trust
October 17, 2022.
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').
ACTION: Notice.
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Notice of an application for an order pursuant to section 6(c) of
the Investment Company Act of 1940 (the ``Act'') for an exemption from
sections 18(a)(2), 18(c), and 18(i) of the Act, pursuant to sections
6(c) and 23(c) of the Act for certain exemptions from rule 23c-3 under
the Act, and pursuant to section 17(d) of the Act and rule 17d-1
thereunder.
Summary of Application: Applicants request an order to permit certain
registered closed-end management investment companies to issue multiple
classes of shares and asset-based distribution and/or service fees with
respect to certain classes.
Applicants: Emerald Strategic Innovation Interval Fund (the ``Initial
Fund'') and Emerald Mutual Fund Advisers Trust (the ``Adviser'').
Filing Dates: The application was filed on July 21, 2022, and amended
on September 27, 2022.
Hearing or Notification of Hearing: An order granting the requested
relief will be issued unless the Commission orders a hearing.
Interested persons may request a hearing on any application by emailing
the SEC's Secretary at <a href="/cdn-cgi/l/email-protection#b9eadcdacbdccdd8cbc0ca94f6dfdfd0dadcf9cadcda97ded6cf"><span class="__cf_email__" data-cfemail="0457616776617065767d77294b62626d6761447761672a636b72">[email protected]</span></a> and serving the
Applicants with a copy of the request by email, if an email address is
listed for the relevant Applicant below, or personally or by mail, if a
physical address is listed for the relevant Applicant below. Hearing
requests should be received by the Commission by 5:30 p.m. on, November
11, 2022, and should be accompanied by proof of service on applicants,
in the form of an affidavit or, for lawyers, a certificate of service.
Pursuant to rule 0-5 under the Act, hearing requests should state the
nature of the writer's interest, any fact bearing upon the desirability
of a hearing on the matter, the reason for the request, and the issues
contested. Persons who wish to be notified of a hearing may request
notification by emailing the Commission's Secretary at <a href="/cdn-cgi/l/email-protection#da89bfb9a8bfaebba8a3a9f795bcbcb3b9bf9aa9bfb9f4bdb5ac"><span class="__cf_email__" data-cfemail="ffac9a9c8d9a8b9e8d868cd2b09999969c9abf8c9a9cd1989089">[email protected]</span></a>.
ADDRESSES: The Commission: <a href="/cdn-cgi/l/email-protection#51023432233425302328227c1e3737383234112234327f363e27"><span class="__cf_email__" data-cfemail="590a3c3a2b3c2d382b202a74163f3f303a3c192a3c3a773e362f">[email protected]</span></a>. Applicants:
Jeremy Senderowicz, <a href="/cdn-cgi/l/email-protection#a5cfd6c0cbc1c0d7cad2ccc6dfe5d3c0c1c1c0d7d5d7ccc6c08bc6cac8"><span class="__cf_email__" data-cfemail="ff958c9a919b9a8d9088969c85bf899a9b9b9a8d8f8d969c9ad19c9092">[email protected]</span></a>.
FOR FURTHER INFORMATION CONTACT: Terri Jordan, Branch Chief, at (202)
551-6825 (Division of Investment Management, Chief Counsel's Office).
SUPPLEMENTARY INFORMATION: For Applicants' representations, legal
analysis, and conditions, please refer to Applicants' first amended and
restated application, dated September 27, 2022, which may be obtained
via the Commission's website by searching for the file number at the
top of this document, or for an Applicant using the Company name search
field, on the SEC's EDGAR system. The SEC's EDGAR system may be
searched at, at <a href="http://www.sec.gov/edgar/searchedgar/legacy/companysearch.html">http://www.sec.gov/edgar/searchedgar/legacy/companysearch.html</a>. You may also call the SEC's Public Reference Room
at (202) 551-8090.
For the Commission, by the Division of Investment Management,
under delegated authority.
J. Lynn Taylor,
Assistant Secretary.
[FR Doc. 2022-22855 Filed 10-20-22; 8:45 am]
BILLING CODE 8011-01-P
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