Notice2022-22096
Submission for OMB Review; Comment Request; Extension: Rule 18a-4
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
October 12, 2022
Issuing agencies
Securities and Exchange Commission
Full Text
<html>
<head>
<title>Federal Register, Volume 87 Issue 196 (Wednesday, October 12, 2022)</title>
</head>
<body><pre>
[Federal Register Volume 87, Number 196 (Wednesday, October 12, 2022)]
[Notices]
[Page 61642]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2022-22096]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[TM-270-650; OMB Control No. 3235-0700]
Submission for OMB Review; Comment Request; Extension: Rule 18a-4
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (``PRA'') (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') has submitted to the Office of Management
and Budget (``OMB'') a request for approval of extension of the
previously approved collection of information provided for in Rule 18a-
4 (17 CFR 240.18a-4), under the Securities Exchange Act of 1934 (15
U.S.C. 78a et seq.) (``Exchange Act'').
Rule 18a-4 establishes segregation requirements for cleared and
non-cleared security-based swap transactions, which applies to non-
broker-dealer security-based swap dealers (``SBSDs'') (i.e., bank SBSDs
and nonbank stand-alone SBSDs), as well as notification requirements
for non-broker-dealer SBSDs and major security-based swap participants
(``MSBSPs'').
The aggregate annual burden for all respondents is estimated to be
7,647 hours. The aggregate annual cost burden for all respondents is
estimated to be $2,667.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information under the PRA unless it
displays a currently valid OMB control number.
The public may view background documentation for this information
collection at the following website: <a href="http://www.reginfo.gov">www.reginfo.gov</a>. Find this
particular information collection by selecting ``Currently under 30-day
Review--Open for Public Comments'' or by using the search function.
Written comments and recommendations for the proposed information
collection should be sent by November 14, 2022 to (i)
<a href="/cdn-cgi/l/email-protection#ade0eff583e2e0ef83e2e4ffec83fee8eef2c9c8dec6f2c2cbcbc4cec8dfedc2c0cf83c8c2dd83cac2db"><span class="__cf_email__" data-cfemail="4c010e146203010e6203051e0d621f090f1328293f2713232a2a252f293e0c23212e6229233c622b233a">[email protected]</span></a> and (ii) David Bottom,
Director/Chief Information Officer, Securities and Exchange Commission,
c/o John Pezzullo, 100 F Street NE, Washington, DC 20549, or by sending
an email to: <a href="/cdn-cgi/l/email-protection#520200130d1f333b3e303d2a122137317c353d24"><span class="__cf_email__" data-cfemail="26767467796b474f4a44495e6655434508414950">[email protected]</span></a>.
Dated: October 5, 2022.
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2022-22096 Filed 10-11-22; 8:45 am]
BILLING CODE 8011-01-P
</pre><script data-cfasync="false" src="/cdn-cgi/scripts/5c5dd728/cloudflare-static/email-decode.min.js"></script></body>
</html>Indexed from Federal Register on October 12, 2022.
This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.