Federal Management Regulation; Physical Security
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Issuing agencies
Abstract
GSA is issuing a final rule amending the Federal Management Regulation (FMR) to clarify the responsibilities of agencies for maintaining physical security standards in and at federally owned and leased facilities and grounds under the jurisdiction, custody, or control of GSA, including those facilities and grounds that have been delegated by the Administrator of General Services, in light of current law, Executive orders, and facility security standards. The revision will also update nomenclature and reorganize the subparts for better readability and clarity.
Full Text
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<title>Federal Register, Volume 87 Issue 163 (Wednesday, August 24, 2022)</title>
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[Federal Register Volume 87, Number 163 (Wednesday, August 24, 2022)]
[Rules and Regulations]
[Pages 51915-51920]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2022-17950]
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GENERAL SERVICES ADMINISTRATION
41 CFR Part 102-81
[FMR Case 2018-102-2; Docket No. 2020-0009; Sequence No. 2]
RIN 3090-AJ94
Federal Management Regulation; Physical Security
AGENCY: Office of Government-wide Policy (OGP), General Services
Administration (GSA).
ACTION: Final rule.
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SUMMARY: GSA is issuing a final rule amending the Federal Management
Regulation (FMR) to clarify the responsibilities of agencies for
maintaining physical security standards in and at federally owned and
leased facilities and grounds under the jurisdiction, custody, or
control of GSA, including those facilities and grounds that have been
delegated by the Administrator of General Services, in light of current
law, Executive orders, and facility security standards. The revision
will also update nomenclature and reorganize the subparts for better
readability and clarity.
DATES: Effective: September 23, 2022.
FOR FURTHER INFORMATION CONTACT: For clarification of content, contact
Mr. Chris Coneeney, Director, Real Property Policy Division, Office of
Government-wide Policy, at 202-501-2956 or <a href="/cdn-cgi/l/email-protection#74171c061d075a171b1a11111a0d341307155a131b02"><span class="__cf_email__" data-cfemail="f2919a809b81dc919d9c97979c8bb2958193dc959d84">[email protected]</span></a>. For
information pertaining to status or publication schedules, contact the
Regulatory Secretariat at 202-501-4755. Please cite FMR Case 2018-102-
2.
SUPPLEMENTARY INFORMATION:
I. Background and Authority for This Rulemaking
The provisions in 6 U.S.C. 232 reaffirm that, except for the law
enforcement and related security functions that were transferred to the
U.S. Department of Homeland Security (DHS) under the Homeland Security
Act of 2002 (available at <a href="https://www.dhs.gov/sites/default/files/publications/hr_5005_enr.pdf">https://www.dhs.gov/sites/default/files/publications/hr_5005_enr.pdf</a>), Public Law 107-296, 116 Stat. 2135 (the
Act), discussed in greater detail below, the GSA Administrator retains
the authority to operate, maintain, and protect buildings and grounds
owned or occupied by the Federal Government and under the jurisdiction,
custody, or control of the Administrator (GSA-controlled facilities).
This final rule amends in its entirety 41 CFR part 102-81, Security,
last published in the Federal Register on November 8, 2005 (70 FR
67856), in light of changes to law, Executive orders, and facility
security standards. This regulation is applicable to all GSA-controlled
facilities, including those owned and leased by the Federal Government
under GSA authority and those delegated under GSA authority.
Six months after the bombing of the Alfred P. Murrah Federal
Building, President William Clinton issued Executive Order (E.O.)
12977: Interagency Security Committee, creating the Interagency
Security Committee (ISC) within the Executive Branch (60 FR 54411, Oct.
19, 1995). The ISC, which consists of 66 Federal departments and
agencies, has a mandate to enhance the quality and effectiveness of
physical security in, and the protection of, nonmilitary Federal
facilities, and to provide a permanent body to address continuing
governmentwide security issues for these facilities. Pursuant to E.O.
12977, the ISC prepares guidance for the Facility Security Committees
(FSC), which are responsible for addressing and implementing facility-
specific security issues at each multi-occupant nonmilitary Federal
facility.
In response to the terrorist attacks on September 11, 2001,
Congress enacted the Act to enhance the protection of the assets and
critical infrastructure of the United States. The Act established DHS
and transferred the Federal Protective Service (FPS) from GSA to DHS.
FPS was established as a component of GSA in January 1971.
Historically, FPS serves as the security organization responsible for
conducting investigations to protect GSA-controlled facilities, enforce
Federal laws to protect persons and property, and make arrests without
a warrant for any offense committed on Federal property in the presence
of the arresting officer or for any felony that the arresting officer
has reasonable grounds to believe the person to be arrested has
committed or is committing. Section 1706 of the Act, codified at 40
U.S.C. 1315, transferred FPS's specific security and law enforcement
functions and authorities to the Secretary of Homeland Security.
Section 422 of the Act references 6 U.S.C. 232, which reaffirms the
authority of the Administrator of General Services to operate,
maintain, and protect GSA-controlled facilities.
Following enactment of the Act, President George Bush issued E.O.
13286: Amendment of Executive Orders, and Other Actions, in Connection
With the Transfer of Certain Functions to the Secretary of Homeland
Security, which, among other things, transferred responsibility for
chairing the ISC from the Administrator of General Services to the
Secretary of Homeland Security (68 FR 10619, March 5, 2003).
In August 2004, President George Bush issued Homeland Security
Presidential Directive 12 (HSPD-12) (available at <a href="https://www.dhs.gov/homeland-security-presidential-directive-12">https://www.dhs.gov/homeland-security-presidential-directive-12</a>), which requires, to the
maximum extent practicable, the use of identification by Federal
employees and contractors that meets the standard promulgated by the
Secretary of Commerce (e.g., Federal Information Processing Standard
Publication 201) to gain physical access to federally controlled
facilities.
On December 15, 2020, the Office of Personnel Management issued the
memorandum, ``Credentialing Standards Procedures for Issuing Personal
Identity Verification Cards under HSPD-12 and New Requirement for
Suspension or Revocation of Eligibility for Personal Identity
Verification Credentials'' (available at <a href="https://www.opm.gov/suitability/suitability-executive-agent/policy/cred-standards.pdf">https://www.opm.gov/suitability/suitability-executive-agent/policy/cred-standards.pdf</a>),
which set forth credentialing standards procedures for Executive Branch
departments and agencies to use when making eligibility determinations
to issue personal identity verification credentials to Federal
employees and contractors for access to federally controlled facilities
or information systems, or both.
HSPD-12 was followed by the REAL ID Act of 2005, Public Law 109-13,
119 Stat. 302 (the REAL ID Act), which establishes minimum security
standards for license issuance and production and prohibits Federal
agencies from accepting for certain purposes driver's licenses and
identification cards from States not meeting the REAL ID Act's minimum
standards. Accessing Federal facilities, entering nuclear power plants
and boarding federally regulated commercial aircraft are within the
purview of the Real ID Act.
In June 2006, GSA and DHS signed a Memorandum of Agreement (MOA)
outlining the responsibilities of each agency with regard to facility
security. According to the MOA, FPS is required to conduct facility
security assessments
[[Page 51916]]
of GSA buildings in accordance with ISC standards. The resulting
facility security assessment report should include recommended
countermeasures for identified vulnerabilities. In addition, the MOA
clarified that both agencies are responsible for the implementation of
approved countermeasures, with FPS responsible for security equipment
and GSA responsible for facility security fixtures. This 2006 MOA was
superseded by an MOA executed by DHS and GSA as of September 27, 2018.
In February 2013, Presidential Policy Directive 21: Critical
Infrastructure Security and Resilience (available at <a href="https://obamawhitehouse.archives.gov/the-press-office/2013/02/12/presidential-policy-directive-critical-infrastructure-security-and-resil">https://obamawhitehouse.archives.gov/the-press-office/2013/02/12/presidential-policy-directive-critical-infrastructure-security-and-resil</a>) required
the Secretary of Homeland Security to conduct comprehensive assessments
of the vulnerabilities of the Nation's critical infrastructure. This
directive designated both GSA and DHS as the responsible agencies for
providing institutional knowledge and specialized expertise in support
of security programs and activities for Government buildings.
In August 2013, the ISC issued the initial The Risk Management
Process for Federal Facilities (the RMP Standard), a standard to define
the criteria and processes to determine the facility security level
(FSL) and provide a single source of physical security countermeasures
for nonmilitary Federal facilities. The ISC updated the standard in
November 2016 and again in March 2021. See, The Risk Management Process
for Federal Facilities: An Interagency Security Committee Standard
(2021 Edition) <a href="https://www.cisa.gov/publication/risk-management-process">https://www.cisa.gov/publication/risk-management-process</a>.
The following terms used in this final rule have the same
definition as ascribed to them in the RMP Standard:
<bullet> Baseline Level of Protection,
<bullet> Facility Security Assessment,
<bullet> Facility Security Committee,
<bullet> Facility Security Level,
<bullet> Risk,
<bullet> Risk Mitigation,
<bullet> Level of Protection,
<bullet> Level of Risk, and
<bullet> Vulnerability.
Some notable provisions of the RMP Standard are described below:
(a) According to the RMP Standard, buildings with two or more
Federal tenants with funding authority will have an FSC. FSCs are
responsible for addressing building-specific security issues and
approving the implementation of recommended countermeasures and
practices. FSCs include representatives of all Federal occupant
agencies in the building, as well as FPS and GSA. However, FPS and GSA
do not have voting rights unless they are occupants in the building. If
the FSC approves a countermeasure, each Federal occupant agency in the
building is responsible for funding its pro rata share of the cost.
According to the RMP Standard, in a building with only one Federal
occupant agency, the sole agency with funding authority is the
decision-maker for the building's security. Therefore, these types of
buildings do not require an FSC.
(b) The RMP Standard requires FPS to conduct facility security
assessments to identify vulnerabilities and recommend countermeasures.
FSCs use a building's facility security assessment report to--
1. Evaluate security risk;
2. Implement countermeasures to mitigate risk; and
3. Allocate security resources effectively.
For example, a facility security assessment report might include a
recommendation to install cameras and relocate a loading dock. Upon
deliberation, the FSC might decide only to install the cameras. FPS, in
consultation with the FSC, helps determine a facility's security level,
which determines the baseline level of protection. FSLs range from
Level 1 (lowest risk) to Level 5 (highest risk), and dictate the
frequency of the facility security assessments for that building. The
FSL is based on five factors: mission criticality, symbolism, facility
population, facility size, and threat to occupant agencies. In
addition, intangibles (such as short duration occupancy) can be used to
adjust the security level.
Occupant agencies or FSCs use the facility security assessment
reports prepared by FPS to inform their deliberations regarding
recommended risk mitigation countermeasures and other security-related
actions. GSA will facilitate the implementation of the countermeasures
or other actions after occupant agency or FSC approval and commitment
of each occupant agency to pay its pro rata share of the cost.
II. Discussion of the Final Rule
A. Summary of Significant Changes
Subpart A--General Provisions
Section 102-81.5
GSA is changing this section to describe more accurately the scope
and coverage of the regulation. The regulation uses the phrase ``under
the jurisdiction, custody, or control of GSA,'' which is consistent
with the terminology that appears in 6 U.S.C. 232, to describe the
buildings and grounds owned or occupied by the Federal Government that
are covered by this part. This phrase replaces and clarifies the phrase
``operating under, or subject to, the authorities of the Administrator
of General Services,'' which was used in the previous version. The
definitions of ``Federal facility'' and ``Federal grounds'' are
included to clarify any confusion in the scope.
Section 102-81.10
GSA is changing this section to clarify that, under E.O. 12977, the
ISC is responsible for setting policies and recommendations that govern
physical security at nonmilitary Federal facilities and buildings. The
ISC issues standards, such as the ISC Risk Management Process Standard
(2021 Edition), which is the current RMP Standard. ISC policies do not
supersede other laws, regulations, and Executive orders that are
intended to protect unique assets.
Section 102-81.15
GSA is adding this section to clarify the governing authorities
that pertain to this regulation.
Section 102-81.20
GSA is eliminating in its entirety the previous Sec. 102-81.20
because the RMP Standard supersedes all previous guidance contained in
the Department of Justice's report entitled ``Vulnerability Assessment
of Federal Facilities'' (June 28, 1995). GSA is adding the replacement
provision to clarify that Federal agencies are required to follow this
regulation in nonmilitary Federal facilities and grounds under the
jurisdiction, custody, or control of GSA, including those facilities
and grounds that have been delegated by the Administrator of General
Services. Federal agencies must cooperate and comply with ISC policies
and recommendations for nonmilitary facilities, except where the
Director of National Intelligence determines that compliance would
jeopardize intelligence sources and methods or the Secretary of Energy
determines that compliance would conflict with the authorities of the
Secretary of Energy over Restricted Data and Special Nuclear Material
under, among others, sections 141, 145, 146, 147, and 161 of the Atomic
Energy Act of 1954, as amended, the Department of Energy Organization
Act, or any other statute.
[[Page 51917]]
Subpart B--Physical Security
Section 102-81.25
GSA is eliminating in its entirety the previous Sec. 102-81.25
because the RMP Standard supersedes all previous guidance contained in
the Department of Justice's report entitled ``Vulnerability Assessment
of Federal Facilities'' (June 28, 1995). GSA is adding the replacement
provision to clarify that Federal agencies are responsible for meeting
physical security standards at nonmilitary facilities in accordance
with ISC standards, policies, and recommendations. An occupant agency,
if it is the only Federal occupant agency in the building, or the FSC,
as applicable, uses the facility security assessment reports they
receive from FPS to inform deliberations regarding recommended
countermeasures and other security-related actions, such as the
documentation of risk acceptance. GSA will facilitate the
implementation of the countermeasures or other actions after occupant
agency or FSC approval, as applicable, and commitment of each occupant
agency to pay its pro rata share of the cost.
Section 102-81.30
GSA is eliminating in its entirety the previous Sec. 102-81.30
because the requirements are addressed in section 231 of Public Law
101-647, now codified at 34 U.S.C. 20351. GSA is adding the replacement
provision to be consistent with the RMP Standard. This section now
describes physical security considerations associated with existing
nonmilitary facilities.
Section 102-81.31
GSA is adding this section to be consistent with the RMP Standard.
This section describes physical security considerations associated with
nonmilitary leased facilities and new construction.
B. Analysis of Public Comments
In the proposed rule published in the Federal Register at 85 FR
12489 on March 3, 2020, GSA provided the public a 60-day comment
period, which ended on May 4, 2020. GSA did not receive any comments
from the public.
III. Executive Orders 12866 and 13563
E.O.s 12866 and 13563 direct agencies to assess all costs and
benefits of available regulatory alternatives and, if regulation is
necessary, to select regulatory approaches that maximize net benefits
(including potential economic, environmental, public health and safety
effects, distributive impacts, and equity). E.O 13563 emphasizes the
importance of quantifying both costs and benefits, of reducing costs,
of harmonizing rules, and of promoting flexibility. This is a
significant regulatory action and, therefore, was subject to review
under section 6(b) of E.O. 12866, Regulatory Planning and Review, dated
September 30, 1993.
IV. Congressional Review Act
This rule is not a major rule under 5 U.S.C. 804(2). Subtitle E of
the Small Business Regulatory Enforcement Fairness Act of 1996
(codified at 5 U.S.C. 801-808), also known as the Congressional Review
Act or CRA, generally provides that before a rule may take effect, the
agency promulgating the rule must submit a rule report, which includes
a copy of the rule, to the U.S. Senate, the U.S. House of
Representatives, and the Comptroller General of the United States. GSA
will submit a report containing this rule and other required
information to the U.S. Senate, the U.S. House of Representatives, and
the Comptroller General of the United States. A major rule under the
CRA cannot take effect until 60 days after it is published in the
Federal Register. The Office of Management and Budget's Office of
Information and Regulatory Affairs has determined that this is not a
``major rule'' as defined by 5 U.S.C. 804(2).
V. Regulatory Flexibility Act
This final rule will not have a significant economic impact on a
substantial number of small entities within the meaning of the
Regulatory Flexibility Act, 5 U.S.C. 601 et seq., because it applies to
agency management or personnel.
Therefore, an Initial Regulatory Flexibility Analysis has not been
performed. GSA invites comments from small business concerns and other
interested parties on the expected impact of this rule on small
entities.
GSA will also consider comments from small entities concerning the
existing regulations in subparts affected by the rule in accordance
with 5 U.S.C. 610. Interested parties must submit such comments
separately and should cite 5 U.S.C. 610 (FMR Case 2018-102-2) in
correspondence.
VI. Paperwork Reduction Act
The Paperwork Reduction Act does not apply because the changes to
the FMR do not impose recordkeeping or information collection
requirements, or the collection of information from offerors,
contractors or members of the public, that require the approval of the
Office of Management and Budget under 44 U.S.C. 3501 et seq.
VII. Regulatory Impact Analysis
A. Public Costs
GSA determined there is no impact or cost associated with this
final rule for either large or small businesses.
B. Government Costs
GSA determined a series of compliance activities for the
establishment, training, and operations of future FSCs; initial
determination of future FSLs; and future facility risk assessments.
Prior to determining the FSL of a facility, all prospective members
of the facility's FSC must successfully complete a series of mandatory
training outlined within the ISC's RMP Standard.\1\ GSA consulted with
ISC subject matter experts (SME) to determine the duration of each
training and the average labor category of the FSC members. In
addition, GSA consulted with the ISC and GSA Public Buildings Service
(PBS) SMEs to determine the number of new facilities for both GSA and
GSA-delegated authority agencies entering the portfolio requiring an
FSC within the purview of the analysis. ISC SMEs also estimated the
number of hours per FSL to determine the initial FSL and conduct a risk
assessment at the appropriate juncture of the lease in accordance with
the RMP Standard.
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\1\ The Risk Management Process for Federal Facilities: An
Interagency Security Committee Standard (2021 Edition) <a href="https://www.cisa.gov/publication/risk-management-process">https://www.cisa.gov/publication/risk-management-process</a>.
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GSA identified five training courses required to be completed by
FSC members prior to joining the committee. ISC staff estimated it will
take an FSC member no more than two hours to complete and review each
training. The trainings are the following:
<bullet> IS-1170: Introduction to the Interagency Security
Committee and Risk Management Process Training
<bullet> IS-1171: Introduction to Interagency Security Committee
Publications Training
<bullet> IS-1172: Interagency Security Committee Risk Management
Process: Facility Security Level Determination Training
<bullet> IS-1173: Interagency Security Committee Risk Management
Process: Levels of Protection and Application of the Design Basis
Threat Report
<bullet> IS-1174: Interagency Security Committee Risk Management
Process: Facility Security Committees.
[[Page 51918]]
GSA, in consultation with PBS SMEs, determined 263 \2\ new
facilities are procured each year requiring an FSC to be established
after reviewing GSA portfolio historical trends.\3\ GSA applied an
annual 1% reduction of the portfolio to the analysis in accordance with
current portfolio acquisition and disposition trends.\4\
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\2\ GSA estimated the annual number of new facilities to be 263.
The analysis spans 10 years.
\3\ GSA determined about 30% of all new facilities require an
FSC based on historical PBS data. 7,707 current facilities have an
identified FSL; 2,331 of those facilities require an FSC.
\4\ GSA PBS SMEs identified a 1% reduction in space per year.
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GSA, in consultation with PBS and ISC SMEs, determined the average
FSC is composed of four members. For the analysis, GSA assumed an
average of two agencies per facility.\5\ The FSC consists of a chair
and voting member representing the agencies. GSA and FPS are included
as non-voting members, unless they are occupants in the building, in
which case they would have a vote. Historically, agencies nominate a
senior official or the most senior official of the facility to the
FSC.\6\ Following consultation with PBS and ISC SMEs, GSA assumes the
senior official to be the equivalent of a GS-15 at an hourly rate of
$94.76. GSA estimated the duration of the activities required to
operate an FSC to be four hours; one hour for each quarter.
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\5\ Tenant information was provided by PBS.
\6\ FSC chair and voting members should be senior officials with
decision-making authority for their respective organization or
agency.
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Based on the analysis resulting from GSA's consultations, GSA
estimated the cost to the Government for the training of each FSC
member per course on a yearly basis to be $1,993,750 (2 hours x 1,052
FSC members x $94.76 [GS-15 rate]).
GSA determined 130 FSL 1 \7\ facilities, 115 FSL 2 facilities, 14
FSL 3 facilities, 3 FSL 4 facilities, and 1 FSL 5 facility \8\ will be
acquired and introduced to the portfolio on a yearly basis.
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\7\ FSL Levels are referred to as FSL 1, FSL 2 and so forth in
the analysis.
\8\ GSA estimates only one Level 5 facility will be added over
the duration of the analysis.
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GSA estimated the cost to the Government for the operations of an
FSC chairperson for an FSL 1 facility on a yearly basis to be $49,275
(4 hours x 130 facilities x $94.76 [GS-15 rate]).\9\
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\9\ GSA estimated one hour per meeting with the FSC conducting
one meeting per quarter.
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GSA estimated the cost to the Government for the operations of an
FSC chairperson for an FSL 2 facility on a yearly basis to be $43,590
(4 hours x 115 facilities x $94.76 [GS-15 rate]).
GSA estimated the cost to the Government for the operations of an
FSC chairperson for an FSL 3 facility on a yearly basis to be $5,307 (4
hours x 14 facilities x $94.76 [GS-15 rate]).
GSA estimated the cost to the Government for the operations of an
FSC chairperson for an FSL 4 facility on a yearly basis to be $1,137 (4
hours x 3 facilities x $94.76 [GS-15 rate]).
GSA estimated the cost to the Government for the operations of an
FSC chairperson for an FSL 5 facility on a yearly basis to be $379 (4
hours x 1 facilities x $94.76 [GS-15 rate]).\10\
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\10\ GSA estimates only one Level 5 facility will be added over
the duration of the analysis.
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GSA estimated the cost to the Government for the operations of an
FSC voting member for an FSL 1 facility on a yearly basis to be $49,275
(4 hours x 130 facilities x $94.76 [GS-15 rate]).
GSA estimated the cost to the Government for the operations of an
FSC voting member for an FSL 2 facility on a yearly basis to be $43,590
(4 hours x 115 facilities x $94.76 [GS-15 rate]).
GSA estimated the cost to the Government for the operations of an
FSC voting member for an FSL 3 facility on a yearly basis to be $5,307
(4 hours x 14 facilities x $94.76 [GS-15 rate]).
GSA estimated the cost to the Government for the operations of an
FSC voting member for an FSL 4 facility on a yearly basis to be $1,137
(4 hours x 3 facilities x $94.76 [GS-15 rate]).
GSA estimated the cost to the Government for the operations of an
FSC voting member for an FSL 5 facility on a yearly basis to be $379 (4
hours x 1 facility x $94.76 [GS-15 rate]).\11\
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\11\ GSA estimates only one Level 5 facility will be added over
the duration of the analysis.
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GSA estimated the cost to the Government for the operations of the
two FSC non-voting members \12\ for an FSL 1 facility on a yearly basis
to be $98,550 (4 hours x 260 non-voting members x $94.76 [GS-15
rate]).\13\
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\12\ GSA and FPS
\13\ 260=130 facilities x 2 non-voting members, this formula is
applied to the following estimates
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GSA estimated the cost to the Government for the operations of an
FSC non-voting member for an FSL 2 facility on a yearly basis to be
$87,179 (4 hours x 230 non-voting members x $94.76 [GS-15 rate]).
GSA estimated the cost to the Government for the operations of an
FSC non-voting member for an FSL 3 facility on a yearly basis to be
$10,163 (4 hours x 28 non-voting members x $94.76 [GS-15 rate]).
GSA estimated the cost to the Government for the operations of an
FSC non-voting member for an FSL 4 facility on a yearly basis to be
$2,274 (4 hours x 6 non-voting members x $94.76 [GS-15 rate]).
GSA estimated the cost to the Government for the operations of an
FSC non-voting member for an FSL 5 facility on a yearly basis to be
$758 (4 hours x 2 non-voting members x $94.76 [GS-15 rate]).\14\
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\14\ GSA estimates only one Level 5 facility will be added over
the duration of the analysis.
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GSA consulted ISC staff to determine the duration per year for
single tenant facilities to operate their facility and determined the
duration to be \1/4\ of the time spent by an FSC member.\15\ In
addition, GSA estimated 360 single tenant facilities per year to be
added to the portfolio.\16\
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\15\ GSA estimated four FSC members. Single agency
representative is equal to a single member of an FSC.
\16\ GSA estimated the annual number of new facilities to be
360. GSA estimated 3,602 new facilities over the course of the
analysis.
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GSA estimated the cost to the Government for the operation of
single tenant facilities on a yearly basis to be $34,114 (1 hour x 360
facilities x $94.76 [GS-15 rate]).
GSA consulted with ISC staff to determine the duration of an FSL
determination based on the FSL of a facility and the average rate of
the individuals performing the assessment.<SUP>17 18</SUP> Following
consultation with ISC SMEs, GSA assumes the rate to be the equivalent
of a GS-12 at an hourly rate of $57.33. Again, GSA used a \3/4\
reduction of time in the analysis for single agency FSL determinations.
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\17\ ISC estimated it takes between 20-40 work hours per FSL, so
an FSL 1 would take 20 hours; FSL 2 would take 40 hours; FSL 3 would
take 60 hours; FSL 4 would take 80 hours; and FSL 5 would take 100
hours.
\18\ ISC estimated the GS level to be a 12.
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GSA estimated the cost to the Government for the FSL determination
for new FSL 1 facilities on a yearly basis to be $149,058 (20 hours x
130 facilities x $57.33 [GS-12 rate]).
GSA estimated the cost to the Government for the FSL determination
for new FSL 2 facilities on a yearly basis to be $263,718 (40 hours x
115 facilities x $57.33 [GS-12 rate]).
GSA estimated the cost to the Government for the FSL determination
for new FSL 3 facilities on a yearly basis to be $48,157 (60 hours x 14
facilities x $57.33 [GS-12 rate]).
GSA estimated the cost to the Government for the FSL determination
for new FSL 4 facilities on a yearly basis to be $13,759 (80 hours x 3
facilities x $57.33 [GS-12 rate]).
GSA estimated the cost to the Government for the FSL determination
for new FSL 5 facilities on a yearly basis to be $5,733 (100 hours x 1
facility x $57.33 [GS-12 rate]).\19\
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\19\ GSA estimates only one Level 5 facility will be added over
the duration of the analysis.
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[[Page 51919]]
GSA consulted with ISC staff to determine the duration of an FSL
determination based on the FSL of a single agency facility and the
average grade of the individuals performing the
assessment.<SUP>20 21 22</SUP>
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\20\ ISC estimated it takes between 20-40 work-hours per FSL, so
an FSL 1 would take 20 hours; FSL 2 would take 40 hours; FSL 3 would
take 60 hours; FSL 4 would take 80 hours; and FSL 5 would take 100
hours.
\21\ ISC estimated the GS level to be a 12.
\22\ GSA assumed a reduction of 75% for single agency FSL
determinations, as GSA estimated 4 FSC members per facility for
multi-tenant facilities.
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GSA estimated the cost to the Government for the FSL determination
for new single agency FSL 1 facilities on a yearly basis to be $16,052
(5 hours x 56 facilities x $57.33 [GS-12 rate]).
GSA estimated the cost to the Government for the FSL determination
for new single agency FSL 2 facilities on a yearly basis to be $151,925
(10 hours x 265 facilities x $57.33 [GS-12 rate]).
GSA estimated the cost to the Government for the FSL determination
for new single agency FSL 3 facilities on a yearly basis to be $27,518
(15 hours x 32 facilities x $57.33 [GS-12 rate]).
GSA estimated the cost to the Government for the FSL determination
for new single agency FSL 4 facilities on a yearly basis to be $8,026
(20 hours x 7 facilities x $57.33 [GS-12 rate]).
GSA estimated the cost to the Government for the FSL determination
for new single agency FSL 5 facilities on a yearly basis to be $1,433
(25 hours x 1 facility x $57.33 [GS-12 rate]).\23\
---------------------------------------------------------------------------
\23\ GSA estimates only one Level 5 facility will be added over
the duration of the analysis.
---------------------------------------------------------------------------
GSA consulted with ISC staff to determine the duration of a risk
assessment based on the FSL of a facility and the average grade of the
individuals performing the assessment.<SUP>24 25</SUP>
---------------------------------------------------------------------------
\24\ ISC estimated it takes between 20-40 work-hours per FSL, so
an FSL 1 would take 20 hours; FSL 2 would take 40 hours; FSL 3 would
take 60 hours; FSL 4 would take 80 hours; and FSL 5 would take 100
hours.
\25\ ISC estimated the GS level to be a 12.
---------------------------------------------------------------------------
GSA estimated the cost to the Government for the risk assessment of
new FSL 1 facilities on a yearly basis to be $298,116 (40 hours x 130
facilities x $57.33 [GS-12 rate]).
GSA estimated the cost to the Government for the risk assessment of
new FSL 2 facilities on a yearly basis to be $527,436 (80 hours x 115
facilities x $57.33 [GS-12 rate]).
GSA estimated the cost to the Government for the risk assessment of
new FSL 3 facilities on a yearly basis to be $96,314 (120 hours x 14
facilities x $57.33 [GS-12 rate]).
GSA estimated the cost to the Government for the risk assessment of
new FSL 4 facilities on a yearly basis to be $27,518 (160 hours x 3
facilities x $57.33 [GS-12 rate]).
GSA estimated the cost to the Government for the risk assessment of
new FSL 5 facilities on a yearly basis to be $11,466 (200 hours x 1
facility x $57.33 [GS-12 rate]).\26\
---------------------------------------------------------------------------
\26\ GSA estimates only one Level 5 facility will be added over
the duration of the analysis.
---------------------------------------------------------------------------
GSA consulted with ISC staff to determine the duration of a risk
assessment based on the FSL of a new single agency facility and the
average grade of the individuals performing the
assessment.<SUP>27 28 29</SUP>
---------------------------------------------------------------------------
\27\ ISC estimated it takes between 20-40 work-hours per FSL, so
an FSL 1 would take 20 hours; FSL 2 would take 40 hours; FSL 3 would
take 60 hours; FSL 4 would take 80 hours; and FSL 5 would take 100
hours.
\28\ ISC estimated the GS level to be a 12.
\29\ GSA assumed a reduction of 75% for single agency risk
assessment, as GSA estimated four agencies per facility for multi-
tenant facilities.
---------------------------------------------------------------------------
GSA estimated the cost to the Government for the risk assessment of
new single agency FSL 1 facilities on a yearly basis to be $32,105 (10
hours x 56 facilities x $57.33 [GS-12 rate]).
GSA estimated the cost to the Government for the risk assessment of
new single agency FSL 2 facilities on a yearly basis to be $303,849 (20
hours x 265 facilities x $57.33 [GS-12 rate]).
GSA estimated the cost to the Government for the risk assessment of
new single agency FSL 3 facilities on a yearly basis to be $55,037 (30
hours x 32 facilities x [$57.33 GS-12 rate]).
GSA estimated the cost to the Government for the risk assessment of
new single agency FSL 4 facilities on a yearly basis to be $16,052 (40
hours x 7 facilities x $57.33 [GS-12 rate]).
GSA estimated the cost to the Government for the risk assessment of
new single agency FSL 5 facilities on a yearly basis to be $2,867 (50
hours x 1 facility x $57.33 [GS-12 rate]).\30\
---------------------------------------------------------------------------
\30\ GSA estimated only one Level 5 facility will be added over
the duration of the analysis.
---------------------------------------------------------------------------
C. Total Government Costs
------------------------------------------------------------------------
Summary Total costs
------------------------------------------------------------------------
Present Value (3 percent)............................ $38,500,867.26
Annualized Costs (3 percent)......................... 4,513,476.26
Present Value (7 percent)............................ 30,305,728.06
Annualized Costs (7 percent)......................... 4,314,853.88
------------------------------------------------------------------------
D. Overall Total Additional Costs of This Final Rule
The overall total additional undiscounted cost of this final rule
is estimated to be $46,703,404 over a 10-year period. GSA did not
identify any cost savings based on the impact of the rule.
Analysis of Alternatives
The preferred alternative is the process laid out in the analysis
above. However, GSA has analyzed an alternative to the preferred
process below.
Alternative 1: GSA could decide to take no regulatory action. No
action from the Government would compromise the security of Federal
facilities. The Government would not incur the additional costs
associated with this final rule; however, the benefits of a
standardized security process outweigh the costs. As a result, GSA
rejected this alternative.
List of Subjects in 41 CFR Part 102-81
Federal buildings and facilities, Government property management
and physical security measures.
Robin Carnahan,
Administrator of General Services.
0
For the reasons set forth in the preamble, GSA revises 41 CFR part 102-
81 to read as follows:
PART 102-81--PHYSICAL SECURITY
Subpart A--General Provisions
Sec.
102-81.5 What does this part cover?
102-81.10 What basic physical security policy governs Federal
agencies?
102-81.15 What are the governing authorities for this part?
102-81.20 Who must comply with this part?
Subpart B--Physical Security
102-81.25 Who is responsible for implementing, maintaining, and
upgrading physical security standards in each Federal facility and
on Federal grounds under the jurisdiction, custody, or control of
GSA?
102-81.30 Are there any special considerations for existing Federal
facilities and Federal grounds under the jurisdiction, custody, or
control of GSA?
102-81.31 Are there any special considerations for leased facilities
or new construction?
Authority: 40 U.S.C. 121(c) and 581; 6 U.S.C. 232; Pub. L. 109-
13, 119 Stat. 302; and Homeland Security Presidential Directive 12.
Subpart A--General Provisions
Sec. 102-81.5 What does this part cover?
This part covers physical security in and at nonmilitary federally
owned and leased facilities and grounds under the jurisdiction,
custody, or control of the U.S. General Services Administration (GSA),
including those facilities and grounds that have been delegated by the
[[Page 51920]]
Administrator of General Services. Federal facility means all or any
part of any federally owned or leased building, physical structure or
associated support infrastructure (e.g., parking facilities and
utilities) that is under the jurisdiction, custody, or control of GSA.
Federal grounds mean all or any part of any area outside a Federal
facility that is under the jurisdiction, custody, or control of GSA.
Sec. 102-81.10 What basic physical security policy governs Federal
agencies?
The Interagency Security Committee (ISC) is responsible for
developing and evaluating physical security standards for nonmilitary
Federal facilities. In accordance with E.O. 12977, the ISC sets
policies and recommendations that govern physical security at Federal
facilities and on Federal grounds occupied by Federal employees for
nonmilitary activities. This includes the ISC Risk Management Process
Standard (the RMP Standard) that Federal agencies use in the protection
of the real property they occupy, including the protection of persons
on the property. The goal of the RMP Standard is a level of protection
commensurate with the level of risk. ISC policies do not supersede
other laws, regulations, and Executive orders that are intended to
protect unique assets.
Sec. 102-81.15 What are the governing authorities for this part?
The governing authorities are as follows:
(a) 40 U.S.C. 121(c) and 581.
(b) E.O. 12977.
(c) E.O. 13286, sec. 23.
(d) 6 U.S.C. 232.
(e) Homeland Security Presidential Directive 12.
(f) REAL ID Act of 2005 (Pub. L. 109-13).
Sec. 102-81.20 Who must comply with this part?
Each agency occupying a Federal facility or Federal grounds under
the jurisdiction, custody, or control of GSA, including those
facilities and grounds that have been delegated by the Administrator of
General Services, for nonmilitary activities must comply with this
part, except where the Director of National Intelligence determines
that compliance would jeopardize intelligence sources and methods or
the Secretary of Energy determines that compliance would conflict with
the authorities of the Secretary of Energy over Restricted Data and
Special Nuclear Material under, among others, sections 141, 145, 146,
147, and 161 of the Atomic Energy Act of 1954, as amended, the
Department of Energy Organization Act, or any other statute. In
situations where a Federal facility is occupied by multiple Federal
agencies for both military and nonmilitary activities, and each such
occupancy is substantial, those occupants will coordinate on the
physical security of the facility.
Subpart B--Physical Security
Sec. 102-81.25 Who is responsible for implementing, maintaining, and
upgrading physical security standards in each Federal facility and on
Federal grounds under the jurisdiction, custody, or control of GSA?
Each agency occupying a Federal facility or Federal grounds under
the jurisdiction, custody, or control of GSA, including those
facilities and grounds that have been delegated by the Administrator of
General Services, for nonmilitary activities is responsible for
implementing, maintaining, and upgrading the physical security
standards, except where the Director of National Intelligence
determines that compliance would jeopardize intelligence sources and
methods or the Secretary of Energy determines that compliance would
conflict with the authorities of the Secretary of Energy over
Restricted Data and Special Nuclear Material under, among others,
sections 141, 145, 146, 147, and 161 of the Atomic Energy Act of 1954,
as amended, the Department of Energy Organization Act, or any other
statute. An occupant agency, if it is the only Federal occupant agency
in the building, or the Facility Security Committee (FSC), as
applicable, uses the facility security assessment reports they receive
from the U.S. Department of Homeland Security--Federal Protective
Service to inform deliberations regarding recommended countermeasures
and other security-related actions. GSA will facilitate the
implementation of the countermeasures or other actions after occupant
agency or FSC approval, as applicable, and commitment of each occupant
agency to pay its pro rata share of the cost.
Sec. 102-81.30 Are there any special considerations for existing
Federal facilities and Federal grounds under the jurisdiction, custody,
or control of GSA?
No, the RMP Standard applies to existing nonmilitary Federal
facilities as part of the periodic risk assessment process. The
security organization responsible for the Federal facility or Federal
grounds will conduct a periodic risk assessment and recommend
countermeasures and design features to be implemented at the Federal
facility or on the Federal grounds. The FSC will determine whether the
recommended countermeasures will be implemented or if risk will be
accepted. The design and implementation of approved countermeasures at
existing facilities must comply with applicable laws, regulations, and
Executive orders. For approved countermeasures that cannot be
implemented immediately, a plan to phase in countermeasures and achieve
compliance must be instituted and documented in accordance with the RMP
Standard. In some cases, the implementation of countermeasures must be
delayed until renovations or modernization programs occur.
Sec. 102-81.31 Are there any special considerations for leased
facilities or new construction?
Yes. GSA will coordinate with the occupant agency and the security
organization responsible for the Federal facility or Federal grounds
when determining the applicable physical security clauses to use in the
procurement package.
[FR Doc. 2022-17950 Filed 8-23-22; 8:45 am]
BILLING CODE 6820-14-P
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</html>This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.