Approval of California Air Plan Revisions, Eastern Kern County Air Pollution Control District and Imperial County Air Pollution Control District
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Abstract
The Environmental Protection Agency (EPA) is taking final action to approve revisions to the Eastern Kern Air Pollution Control District (EKAPCD) and Imperial County Air Pollution Control District (ICAPCD) portion of the California State Implementation Plan (SIP). These revisions were submitted by the California Air Resources Board (CARB) in response to EPA's June 12, 2015, finding of substantial inadequacy and SIP call for certain provisions in the SIP related to affirmative defenses applicable to excess emissions during startup, shutdown, and malfunction (SSM) events. EPA is finalizing approval of the SIP revisions because the Agency has determined that they are in accordance with the requirements for SIP provisions under the Clean Air Act (CAA or the Act) and correct deficiencies identified in the June 12, 2015 SIP call.
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<title>Federal Register, Volume 87 Issue 161 (Monday, August 22, 2022)</title>
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[Federal Register Volume 87, Number 161 (Monday, August 22, 2022)]
[Rules and Regulations]
[Pages 51259-51262]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2022-17936]
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ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 52
[EPA-R09-OAR-2017-0096; FRL-10020-01-R9]
Approval of California Air Plan Revisions, Eastern Kern County
Air Pollution Control District and Imperial County Air Pollution
Control District
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
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SUMMARY: The Environmental Protection Agency (EPA) is taking final
action to approve revisions to the Eastern Kern Air Pollution Control
District (EKAPCD) and Imperial County Air Pollution Control District
(ICAPCD) portion of the California State Implementation Plan (SIP).
These revisions were submitted by the California Air Resources Board
(CARB) in response to EPA's June 12, 2015, finding of substantial
inadequacy and SIP call for certain provisions in the SIP related to
affirmative defenses applicable to excess emissions during startup,
shutdown, and malfunction (SSM) events. EPA is finalizing approval of
the SIP revisions because the Agency has determined that they are in
accordance with the requirements for SIP provisions under the Clean Air
Act (CAA or the Act) and correct deficiencies identified in the June
12, 2015 SIP call.
DATES: These rules will be effective on September 21, 2022.
ADDRESSES: The EPA has established a docket for this action under
Docket ID No. EPA-R09-OAR-2017-0096. All documents in the docket are
listed on the <a href="https://www.regulations.gov">https://www.regulations.gov</a> website. Although listed in
the index, some information is not publicly available, e.g.,
Confidential Business Information (CBI) or other information whose
disclosure is restricted by statute. Certain other material, such as
copyrighted material, is not placed on the internet and will be
publicly available only in hard copy form. Publicly available docket
materials are available through <a href="https://www.regulations.gov">https://www.regulations.gov</a>, or please
contact the person identified in the FOR FURTHER INFORMATION CONTACT
section for additional availability information. If you need assistance
in a language other than English or if you are a person with
disabilities who needs a reasonable accommodation at no cost to you,
please contact the person identified in the FOR FURTHER INFORMATION
CONTACT section.
FOR FURTHER INFORMATION CONTACT: Christine Vineyard, EPA Region IX,
(415) 947-4125, <a href="/cdn-cgi/l/email-protection#790f10171c00180b1d571a110b100a0d10171c391c0918571e160f"><span class="__cf_email__" data-cfemail="0177686f64786073652f626973687275686f64416471602f666e77">[email protected]</span></a>.
SUPPLEMENTARY INFORMATION: Throughout this document, ``we,'' ``us'' and
``our'' refer to the EPA.
Table of Contents
I. Background
II. Public Comments and EPA Responses
III. EPA Action
IV. Incorporation by Reference
V. Statutory and Executive Order Reviews
I. Background
On February 22, 2013, the EPA issued a Federal Register notice of
proposed rulemaking outlining EPA's policy at the time with respect to
SIP provisions related to periods of SSM. EPA analyzed specific SSM SIP
provisions and explained how each one either did or did not comply with
the CAA with regard to excess emission events.\1\ For each SIP
provision that EPA determined to be inconsistent with the CAA, EPA
proposed to find that the existing SIP provision was substantially
inadequate to meet CAA requirements and thus proposed to issue a SIP
call under CAA section 110(k)(5). On September 17, 2014, EPA issued a
document supplementing and revising what the Agency had previously
proposed on February 22, 2013, in light of a D.C. Circuit decision that
determined the CAA precludes authority of the EPA to create affirmative
defense provisions applicable to private civil suits. EPA outlined its
updated policy that affirmative defense SIP provisions are not
consistent with CAA requirements. EPA proposed in the supplemental
proposal document to apply its revised interpretation of the CAA to
specific affirmative defense SIP provisions and proposed SIP calls for
those provisions where appropriate (79 FR 55920, September 17, 2014).
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\1\ State Implementation Plans: Response to Petition for
Rulemaking; Findings of Substantial Inadequacy; and SIP Calls to
Amend Provisions Applying to Excess Emissions During Periods of
Startup, Shutdown, and Malfunction, 78 FR 12460 (February 22, 2013).
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On June 12, 2015, pursuant to CAA section 110(k)(5), EPA finalized
``State Implementation Plans: Response to Petition for Rulemaking;
Restatement and Update of EPA's SSM Policy Applicable to SIPs; Findings
of Substantial Inadequacy; and SIP Calls to Amend Provisions Applying
to Excess Emissions During Periods of Startup, Shutdown and
Malfunction,'' hereafter referred to as the ``2015 SSM SIP Action.''
\2\ The 2015 SSM SIP Action clarified, restated, and updated EPA's
interpretation that SSM exemptions and affirmative defense SIP
provisions are inconsistent with CAA requirements. The 2015 SSM SIP
Action found that certain SIP provisions in 36 states were
substantially inadequate to meet CAA requirements and issued a SIP call
to those states to submit SIP revisions to address the inadequacies.
The EPA established an 18-month deadline by which the affected states
had to submit such SIP revisions. States were required to submit
corrective revisions to their SIPs in response to the SIP calls by
November 22, 2016.
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\2\ 80 FR 33839.
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The EPA issued a Memorandum in October 2020 (2020 Memorandum),
which stated that certain provisions governing SSM periods in SIPs
could be viewed as consistent with CAA requirements.\3\ Importantly,
the 2020 Memorandum stated that it ``did not alter in any way the
determinations made in the 2015 SSM SIP Action that identified specific
state SIP provisions that were substantially inadequate to meet the
requirements of the Act.'' Accordingly, the 2020 Memorandum had no
direct impact on the SIP call issued to EKAPCD and ICAPCD in 2015. It
also did not alter the EPA's prior proposal from 2017 to approve the
EKAPCD and ICAPCD SIP revisions at issue in this action. The 2020
Memorandum did, however, indicate the EPA's intent at the time to
review SIP calls that were issued in the 2015
[[Page 51260]]
SSM SIP Action to determine whether the EPA should maintain, modify, or
withdraw particular SIP calls through future agency actions.
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\3\ October 9, 2020, memorandum ``Inclusion of Provisions
Governing Periods of Startup, Shutdown, and Malfunctions in State
Implementation Plans,'' from Andrew R. Wheeler, Administrator.
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On September 30, 2021, EPA's Deputy Administrator withdrew the 2020
Memorandum and announced the EPA's return to the policy articulated in
the 2015 SSM SIP Action (2021 Memorandum).\4\ As articulated in the
2021 Memorandum, SIP provisions that contain exemptions or affirmative
defense provisions are not consistent with CAA requirements and,
therefore, generally are not approvable if contained in a SIP
submission. This policy approach is intended to ensure that all
communities and populations, including overburdened communities,
receive the full health and environmental protections provided by the
CAA.\5\ The 2021 Memorandum also retracted the prior statement from the
2020 Memorandum of EPA's plans to review and potentially modify or
withdraw particular SIP calls. That statement no longer reflects EPA's
intent. EPA intends to implement the principles laid out in the 2015
SSM SIP Action as the Agency takes action on SIP submissions, including
EKAPCD's and ICAPCD's SIP submittal, provided in response to the 2015
SIP call.
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\4\ September 30, 2021, memorandum ``Withdrawal of the October
9, 2020, Memorandum Addressing Startup, Shutdown, and Malfunctions
in State Implementation Plans and Implementation of the Prior
Policy,'' from Janet McCabe, Deputy Administrator.
\5\ 80 FR 33985.
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With regards to EKAPCD and ICAPCD, the SIP call identified Rules
111 because the rules contained improper affirmative defenses for
excess emissions during startup, shutdown, and malfunction events. On
May 1, 2017 (82 FR 20295), the EPA proposed to approve removal of Rules
111 from the California SIP.
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Local agency Rule No. Rule title Rescinded Submitted
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EKAPCD............................. 111 Equipment Breakdown........ 11/10/16 12/06/16
ICAPCD............................. 111 Equipment Breakdown........ 09/22/16 03/28/16
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As discussed in the proposal, EPA proposed to approve the removal
of Rules 111 from the EKAPCD and ICAPCD portions of the California SIP
because such removal is consistent with CAA requirements and would
correct the deficiency identified by the Agency in the 2015 SSM SIP
Action. EKAPCD and ICAPCD are retaining the affirmative defenses solely
for state law purposes, outside of the EPA approved SIP. Removal of the
affirmative defenses from the SIP is also consistent with the EPA
policy for exclusion of ``state law only'' provisions from SIPs and
will serve to minimize any potential confusion about the
inapplicability of the affirmative defense provisions in Federal court
enforcement actions.
II. Public Comments and EPA Responses
The EPA's proposed action provided a 30-day public comment period.
EPA acknowledges that over four years have elapsed since the comment
period closed. No additional comment period is needed because nothing
in the intervening time period--including the issuance and subsequent
withdrawal of the 2020 Memorandum--changed the basis for EPA's proposed
action or the public's opportunity to view and comment on that basis.
Accordingly, the May 1, 2017 proposal provided the public with a full
opportunity to comment on the issues raised by the proposed action.
During this period, we received one comment. A summary of the comment
from the SSM Coalition (``commenter'') and EPA's response is provided
below.
Comment: The commenter states that the approach EPA took in the SSM
SIP action is based on an improper view of EPA's SIP call authority, an
inappropriate view of the flexibility Congress gave states to develop
SIPs, an incorrect reading of the United States Court of Appeals for
the District of Columbia (D.C. Circuit) decision in Sierra Club v. EPA,
an incorrect reading of the definition of ``emission limitation and
emission standard'' in CAA section 302(k), and ``unreasonable or
insufficiently supported assumptions'' about SSM events and emissions
during SSM periods. The commenter notes that these objections to EPA's
approach were stated in detail in comments on the proposed SSM SIP
action and in briefs filed in the D.C. Circuit in consolidated
challenges to the SSM SIP action, which the commenter incorporates by
reference into its comment letter.
Pointing to the various objections that the SSM Coalition and
others raised about the SSM SIP action, the commenter concludes that it
is inappropriate for the EPA to finalize its proposed approval of
EKAPCD's and ICAPCD's response to the SSM SIP call until litigation
before the D.C. Circuit is resolved. In support of this claim, the
commenter points to statements made in 2017 by the Trump Administration
about reviewing the underlying basis of the SSM SIP action and suggests
that EPA withdraw the proposed action on EKAPCD's and ICAPCD's Rules
111 because there may be a different rationale for EPA's position on
the California SIP revisions after review of the underlying legal and
policy issues by the D.C. Circuit and/or EPA.
Response: The EPA respectfully disagrees with this comment. To the
extent that the commenter is incorporating by reference comments made
during the public comment period on the proposed SSM SIP action, we
point to our responses in the 2015 final rulemaking and note that the
comments were carefully considered before finalizing that action. The
comments on the proposed SSM SIP action do not alter the basis for our
proposed or final actions on the EKAPCD and ICAPCD submittals, which
are based on the 2015 SSM SIP final rulemaking.
The Agency also acknowledges the commenter's concern that there
exist pending challenges to the 2015 SSM SIP action in the D.C.
Circuit. However, there is no requirement or expectation that EPA must
postpone action while awaiting a court decision. EKAPCD and ICAPCD have
submitted SIP revisions to the Agency that are fully approvable for the
reasons outlined in the 2017 proposal notice. As a result, EPA has
determined that it is appropriate to take action to approve the EKAPCD
and ICAPCD SIP revisions in accordance with applicable CAA
requirements. Under the CAA, the Administrator is required to approve a
SIP submission that complies with the provisions of the CAA and
applicable Federal regulations. 42 U.S.C. 7410(k); 40 CFR 52.02(a). The
commenter has pointed to no new alleged deficiency or other aspect that
would lead the Agency to determine that the SIP revisions should be
disapproved or that full approval of the SIP revisions is not otherwise
appropriate.
As we recently reaffirmed in the 2021 Memorandum, EPA is
implementing policy consistent with that outlined in the 2015 SSM SIP
Action. That policy aligns with previous court decisions,
[[Page 51261]]
including the D.C. Circuit's ruling in 2008, which found that inclusion
of SSM exemptions in section 112 standards is not allowed under the CAA
due to the generally applicable definition of emission limitations.\6\
Additionally, in 2014 the D.C. Circuit vacated a provision in EPA
regulations that allowed an affirmative defense if it met specific
criteria. The court stated that EPA lacked authority to create such a
defense because it would impermissibly encroach upon the authority of
Federal courts to find liability or impose remedies.\7\ It was in light
of the 2008 and 2014 court cases, as well as concerns about the public
health impacts of SSM, that led EPA in its 2015 action to clarify and
update its SSM policy to explain that automatic exemptions,
discretionary exemptions, overly broad enforcement discretion
provisions, and affirmative defense provisions like the ones at issue
in this action, will generally be viewed as inconsistent with CAA
requirements.
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\6\ Sierra Club v. Johnson 551 F.3d 1019 (D.C. Cir. 2008).
\7\ NRDC v. EPA, 749 F.3d 1055 (D.C. Cir. 2014).
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III. EPA Action
No comments were submitted that change our assessment of the rules
as described in our proposed action. Therefore, as authorized in
section 110(k)(3) of the Act and for the reasons identified in the 2017
proposal, the EPA is fully approving the removal of these rules from
the EKAPCD and ICAPCD portions of the California SIP. The Agency's
final approval of this submission fully corrects the inadequacies in
the EKAPCD and ICAPCD portions of the California SIP that were
identified in the EPA's 2015 SSM SIP Action.
IV. Incorporation by Reference
In this document, the EPA is amending regulatory text that includes
incorporation by reference. As described in section I of the preamble
and as set forth below in the amendments to 40 CFR part 52, EPA is
removing provisions from the Kern County and Imperial County portions
of the California State Implementation Plan, which is incorporated by
reference in accordance with the requirements of 1 CFR part 51. The EPA
has made and will continue to make the State Implementation Plan
generally available through <a href="http://www.regulations.gov">www.regulations.gov</a> and at the EPA Region 9
Office (please contact the person identified in the FOR FURTHER
INFORMATION CONTACT section of this preamble for more information).
V. Statutory and Executive Order Reviews
Under the Clean Air Act, the Administrator is required to approve a
SIP submission that complies with the provisions of the Act and
applicable Federal regulations. 42 U.S.C. 7410(k); 40 CFR 52.02(a).
Thus, in reviewing SIP submissions, the EPA's role is to approve state
choices, provided that they meet the criteria of the Clean Air Act.
Accordingly, this action merely approves state law as meeting Federal
requirements and does not impose additional requirements beyond those
imposed by state law. For that reason, this action:
<bullet> Is not a significant regulatory action subject to review
by the Office of Management and Budget under Executive Orders 12866 (58
FR 51735, October 4, 1993) and 13563 (76 FR 3821, January 21, 2011);
<bullet> Does not impose an information collection burden under the
provisions of the Paperwork Reduction Act (44 U.S.C. 3501 et seq.);
<bullet> Is certified as not having a significant economic impact
on a substantial number of small entities under the Regulatory
Flexibility Act (5 U.S.C. 601 et seq.);
<bullet> Does not contain any unfunded mandate or significantly or
uniquely affect small governments, as described in the Unfunded
Mandates Reform Act of 1995 (Pub. L. 104-4);
<bullet> Does not have federalism implications as specified in
Executive Order 13132 (64 FR 43255, August 10, 1999);
<bullet> Is not an economically significant regulatory action based
on health or safety risks subject to Executive Order 13045 (62 FR
19885, April 23, 1997);
<bullet> Is not a significant regulatory action subject to
Executive Order 13211 (66 FR 28355, May 22, 2001);
<bullet> Is not subject to requirements of Section 12(d) of the
National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272
note) because application of those requirements would be inconsistent
with the Clean Air Act; and
<bullet> Does not provide the EPA with the discretionary authority
to address, as appropriate, disproportionate human health or
environmental effects, using practicable and legally permissible
methods, under Executive Order 12898 (59 FR 7629, February 16, 1994).
In addition, the SIP is not approved to apply on any Indian
reservation land or in any other area where the EPA or an Indian tribe
has demonstrated that a tribe has jurisdiction. In those areas of
Indian country, the rule does not have tribal implications and will not
impose substantial direct costs on tribal governments or preempt tribal
law as specified by Executive Order 13175 (65 FR 67249, November 9,
2000).
The Congressional Review Act, 5 U.S.C. 801 et seq., as added by the
Small Business Regulatory Enforcement Fairness Act of 1996, generally
provides that before a rule may take effect, the agency promulgating
the rule must submit a rule report, which includes a copy of the rule,
to each House of the Congress and to the Comptroller General of the
United States. The EPA will submit a report containing this action and
other required information to the U.S. Senate, the U.S. House of
Representatives, and the Comptroller General of the United States prior
to publication of the rule in the Federal Register. A major rule cannot
take effect until 60 days after it is published in the Federal
Register. This action is not a ``major rule'' as defined by 5 U.S.C.
804(2).
Under section 307(b)(1) of the Clean Air Act, petitions for
judicial review of this action must be filed in the United States Court
of Appeals for the appropriate circuit by October 21, 2022. Filing a
petition for reconsideration by the Administrator of this final rule
does not affect the finality of this action for the purposes of
judicial review nor does it extend the time within which a petition for
judicial review may be filed, and shall not postpone the effectiveness
of such rule or action. This action may not be challenged later in
proceedings to enforce its requirements (see section 307(b)(2)).
List of Subjects in 40 CFR Part 52
Environmental protection, Air pollution control, Carbon monoxide,
Incorporation by reference, Intergovernmental relations, Nitrogen
oxides, Ozone, Particulate matter, Reporting and recordkeeping
requirements, Volatile organic compounds.
Dated: August 15, 2022.
Martha Guzman Aceves,
Regional Administrator, Region IX.
Part 52, chapter I, title 40 of the Code of Federal Regulations is
amended as follows:
PART 52--APPROVAL AND PROMULGATION OF IMPLEMENTATION PLANS
0
1. The authority citation for part 52 continues to read as follows:
Authority: 42 U.S.C. 7401 et seq.
[[Page 51262]]
Subpart F--California
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2. Section 52.220 is amended by adding paragraphs (c)(47)(iii)(C) and
(c)(74)(i)(C) to read as follows:
Sec. 52.220 Identification of plan-in part.
* * * * *
(c) * * *
(47) * * *
(iii) * * *
(C) Previously approved on October 24, 1980, in paragraph
(c)(47)(i)(A) of this section and now deleted without replacement Rule
111, ``Equipment Breakdown.''
* * * * *
(74) * * *
(i) * * *
(C) Previously approved on January 27, 1981, in paragraph
(c)(74)(i)(A) of this section and now deleted without replacement Rule
111, ``Equipment Breakdown.''
* * * * *
[FR Doc. 2022-17936 Filed 8-19-22; 8:45 am]
BILLING CODE 6560-50-P
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