Notice2022-17118
Runway Growth Finance Corp., et al.
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
August 10, 2022
Issuing agencies
Securities and Exchange Commission
Full Text
<html>
<head>
<title>Federal Register, Volume 87 Issue 153 (Wednesday, August 10, 2022)</title>
</head>
<body><pre>
[Federal Register Volume 87, Number 153 (Wednesday, August 10, 2022)]
[Notices]
[Page 48744]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2022-17118]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 34664; File No. 812-15350]
Runway Growth Finance Corp., et al.
August 4, 2022.
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').
ACTION: Notice.
-----------------------------------------------------------------------
Notice of application for an order (``Order'') under sections 17(d)
and 57(i) of the Investment Company Act of 1940 (the ``Act'') and rule
17d-1 under the Act to permit certain joint transactions otherwise
prohibited by sections 17(d) and 57(a)(4) of the Act and rule 17d-1
under the Act.
SUMMARY OF APPLICATION: Applicants request an order to amend a previous
order granted by the Commission that permits certain business
development companies (``BDCs'') and closed-end management investment
companies to co-invest in portfolio companies with each other and with
certain affiliated investment entities.
APPLICANTS: Runway Growth Finance Corp., Runway Growth Finance L.P.,
Runway Growth Capital LLC, RWAY IP Holdings LLC and Runway Growth
Finance Opportunities Fund I LP.
FILING DATES: The application was filed on June 15, 2022 and amended on
July 29, 2022.
HEARING OR NOTIFICATION OF HEARING: An order granting the requested
relief will be issued unless the Commission orders a hearing.
Interested persons may request a hearing on any application by emailing
the SEC's Secretary at <a href="/cdn-cgi/l/email-protection#ffac9a9c8d9a8b9e8d868cd2b09999969c9abf8c9a9cd1989089"><span class="__cf_email__" data-cfemail="a3f0c6c0d1c6d7c2d1dad08eecc5c5cac0c6e3d0c6c08dc4ccd5">[email protected]</span></a> and serving the
Applicants with a copy of the request by email, if an email address is
listed for the relevant Applicant below, or personally or by mail, if a
physical address is listed for the relevant Applicant below. Hearing
requests should be received by the Commission by 5:30 p.m. on August
29, 2022, and should be accompanied by proof of service on applicants,
in the form of an affidavit or, for lawyers, a certificate of service.
Pursuant to rule 0-5 under the Act, hearing requests should state the
nature of the writer's interest, any facts bearing upon the
desirability of a hearing on the matter, the reason for the request,
and the issues contested. Persons who wish to be notified of a hearing
may request notification by emailing the Commission's Secretary at
<a href="/cdn-cgi/l/email-protection#aaf9cfc9d8cfdecbd8d3d987e5ccccc3c9cfead9cfc984cdc5dc"><span class="__cf_email__" data-cfemail="1340767061766772616a603e5c75757a7076536076703d747c65">[email protected]</span></a>.
ADDRESSES: The Commission: <a href="/cdn-cgi/l/email-protection#c390a6a0b1a6b7a2b1bab0ee8ca5a5aaa0a683b0a6a0eda4acb5"><span class="__cf_email__" data-cfemail="71221412031405100308025c3e1717181214310214125f161e07">[email protected]</span></a>. Applicants:
Thomas B. Raterman at <a href="/cdn-cgi/l/email-protection#e89c9aa89a9d869f89918f9a879f9c80c68b8785"><span class="__cf_email__" data-cfemail="5723251725223920362e30253820233f7934383a">[email protected]</span></a>. Steven B. Boehm, Esq. and
Anne G. Oberndorf, Esq., Eversheds Sutherland (US) LLP, at
<a href="/cdn-cgi/l/email-protection#61000f0f040e0304130f050e1307210417041312090405124c1214150904130d000f054f1412"><span class="__cf_email__" data-cfemail="a1c0cfcfc4cec3c4d3cfc5ced3c7e1c4d7c4d3d2c9c4c5d28cd2d4d5c9c4d3cdc0cfc58fd4d2">[email protected]</span></a>.
FOR FURTHER INFORMATION CONTACT: Bruce R. MacNeil, Senior Counsel, or
Kaitlin C. Bottock, Branch Chief, at (202) 551-6825 (Division of
Investment Management, Chief Counsel's Office).
SUPPLEMENTARY INFORMATION: For Applicants' representations, legal
analysis, and conditions, please refer to Applicants' first amended and
restated application, dated July 29, 2022, which may be obtained via
the Commission's website by searching for the file number at the top of
this document, or for an Applicant using the Company name search field,
on the SEC's EDGAR system. The SEC's EDGAR system may be searched at,
at <a href="http://www.sec.gov/edgar/searchedgar/legacy/companysearch.html">http://www.sec.gov/edgar/searchedgar/legacy/companysearch.html</a>. You
may also call the SEC's Public Reference Room at (202) 551-8090.
For the Commission, by the Division of Investment Management,
under delegated authority.
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2022-17118 Filed 8-9-22; 8:45 am]
BILLING CODE 8011-01-P
</pre><script data-cfasync="false" src="/cdn-cgi/scripts/5c5dd728/cloudflare-static/email-decode.min.js"></script></body>
</html>Indexed from Federal Register on August 10, 2022.
This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.