Notice2022-17114
CION Investment Corporation, et al
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
August 10, 2022
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 87 Issue 153 (Wednesday, August 10, 2022)</title>
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[Federal Register Volume 87, Number 153 (Wednesday, August 10, 2022)]
[Notices]
[Page 48721]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2022-17114]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 34662; File No. 812-14387]
CION Investment Corporation, et al
August 4, 2022.
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').
ACTION: Notice.
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Notice of application for an order (``Order'') under sections 17(d)
and 57(i) of the Investment Company Act of 1940 (the ``Act'') and rule
17d-1 under the Act to permit certain joint transactions otherwise
prohibited by sections 17(d) and 57(a)(4) of the Act and rule 17d-1
under the Act.
Summary of Application: Applicants request an order to permit certain
business development companies (``BDCs'') and closed-end management
investment companies to co-invest in portfolio companies with each
other and with certain affiliated investment entities.
Applicants: CION Investment Corporation, CION Investment Management,
LLC, CION Investment Partners I, L.P. and CION Management, LLC.
Filing Dates: The application was filed on November 14, 2014, and
amended on June 9, 2015, September 23, 2015, January 22, 2016, April
26, 2016, February 27, 2019, July 24, 2019, October 23, 2019, January
27, 2020, May 29, 2020, September 24, 2020, February 18, 2022, May 19,
2022 and July 13, 2022.
Hearing or Notification of Hearing: An order granting the requested
relief will be issued unless the Commission orders a hearing.
Interested persons may request a hearing on any application by emailing
the SEC's Secretary at <a href="/cdn-cgi/l/email-protection#6a390f09180f1e0b18131947250c0c03090f2a190f09440d051c"><span class="__cf_email__" data-cfemail="aaf9cfc9d8cfdecbd8d3d987e5ccccc3c9cfead9cfc984cdc5dc">[email protected]</span></a> and serving the
Applicants with a copy of the request by email, if an email address is
listed for the relevant Applicant below, or personally or by mail, if a
physical address is listed for the relevant Applicant below.
Hearing requests should be received by the Commission by 5:30 p.m.
on August 29, 2022, and should be accompanied by proof of service on
applicants, in the form of an affidavit or, for lawyers, a certificate
of service. Pursuant to rule 0-5 under the Act, hearing requests should
state the nature of the writer's interest, any facts bearing upon the
desirability of a hearing on the matter, the reason for the request,
and the issues contested. Persons who wish to be notified of a hearing
may request notification by emailing the Commission's Secretary at
<a href="/cdn-cgi/l/email-protection#1546707667706174676c66385a73737c7670556670763b727a63"><span class="__cf_email__" data-cfemail="cb98aea8b9aebfaab9b2b8e684adada2a8ae8bb8aea8e5aca4bd">[email protected]</span></a>.
ADDRESSES: The Commission: <a href="/cdn-cgi/l/email-protection#f0a3959382958491828983ddbf9696999395b0839593de979f86"><span class="__cf_email__" data-cfemail="194a7c7a6b7c6d786b606a34567f7f707a7c596a7c7a377e766f">[email protected]</span></a>. Applicants:
<a href="/cdn-cgi/l/email-protection#9bd7fefcfaf7dbf8f2f4f5f2f5edfee8eff6fef5efe8b5f8f4f6"><span class="__cf_email__" data-cfemail="80cce5e7e1ecc0e3e9efeee9eef6e5f3f4ede5eef4f3aee3efed">[email protected]</span></a>.
FOR FURTHER INFORMATION CONTACT: Asen Parachkevov, Senior Counsel, or
Trace Rakestraw, Branch Chief, at (202) 551-6825 (Division of
Investment Management, Chief Counsel's Office).
SUPPLEMENTARY INFORMATION: For Applicants' representations, legal
analysis, and conditions, please refer to Applicants' thirteenth
amended and restated application, dated July 13, 2022, which may be
obtained via the Commission's website by searching for the file number
at the top of this document, or for an Applicant using the Company name
search field, on the SEC's EDGAR system. The SEC's EDGAR system may be
searched at, at <a href="http://www.sec.gov/edgar/searchedgar/legacy/companysearch.html">http://www.sec.gov/edgar/searchedgar/legacy/companysearch.html</a>. You may also call the SEC's Public Reference Room
at (202) 551-8090.
For the Commission, by the Division of Investment Management,
under delegated authority.
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2022-17114 Filed 8-9-22; 8:45 am]
BILLING CODE 8011-01-P
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