Notice2022-16846
Proposed Collection; Comment Request; Extension: Rule 18a-4
Primary source
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Published
August 5, 2022
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 87 Issue 150 (Friday, August 5, 2022)</title>
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[Federal Register Volume 87, Number 150 (Friday, August 5, 2022)]
[Notices]
[Pages 48050-48051]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2022-16846]
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SECURITIES AND EXCHANGE COMMISSION
[TM-270-650; OMB Control No. 3235-0700]
Proposed Collection; Comment Request; Extension: Rule 18a-4
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (``PRA'') (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') is soliciting comments on the existing
collection of information provided for in Rule 18a-4 (17 CFR 240.18a-
4), under the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.)
(``Exchange Act''). The Commission plans to submit this existing
collection of information to the Office of Management and Budget
(``OMB'') for extension and approval.
Rule 18a-4 establishes segregation requirements for cleared and
non-cleared security-based swap transactions, which applies to non-
broker-dealer security-based swap dealers (``SBSDs'') (i.e., bank SBSDs
and nonbank stand-alone SBSDs), as well as notification requirements
for non-
[[Page 48051]]
broker-dealer SBSDs and major security-based swap participants
(``MSBSPs'').
The aggregate annual burden for all respondents is estimated to be
7,647 hours. The aggregate annual cost burden for all respondents is
estimated to be $2,667.
Written comments are invited on: (a) whether the proposed
collection of information is necessary for the proper performance of
the functions of the Commission, including whether the information
shall have practical utility; (b) the accuracy of the Commission's
estimates of the burden of the proposed collection of information; (c)
ways to enhance the quality, utility, and clarity of the information
collected; and (d) ways to minimize the burden of the collection of
information on respondents, including through the use of automated
collection techniques or other forms of information technology.
Consideration will be given to comments and suggestions submitted by
October 4, 2022.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information under the PRA unless it
displays a currently valid OMB control number.
Please direct your written comments to: David Bottom, Director/
Chief Information Officer, Securities and Exchange Commission, c/o John
Pezzullo, 100 F Street NE, Washington, DC 20549, or send an email to:
<a href="/cdn-cgi/l/email-protection#97c7c5d6c8daf6fefbf5f8efd7e4f2f4b9f0f8e1"><span class="__cf_email__" data-cfemail="b4e4e6f5ebf9d5ddd8d6dbccf4c7d1d79ad3dbc2">[email protected]</span></a>.
Dated: August 1, 2022.
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2022-16846 Filed 8-4-22; 8:45 am]
BILLING CODE 8011-01-P
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