Notice2022-16653
Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
August 4, 2022
Issuing agencies
Securities and Exchange Commission
Abstract
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On December 31, 2021, and March 28, 2022, applicant made liquidating distributions to its shareholders based on net asset value. Expenses of $20,000 incurred in connection with the liquidation were paid by the applicant's investment adviser. Filing Dates: The application was filed on May 12, 2022, and amended on July 12, 2022. Applicant's Address: joshua.deringer@faegredrinker.com.
Full Text
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<title>Federal Register, Volume 87 Issue 149 (Thursday, August 4, 2022)</title>
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[Federal Register Volume 87, Number 149 (Thursday, August 4, 2022)]
[Notices]
[Pages 47801-47802]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2022-16653]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 34656]
Applications for Deregistration Under Section 8(f) of the
Investment Company Act of 1940
July 29, 2022.
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').
ACTION: Notice.
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The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
July 2022. A copy of each application may be obtained via the
Commission's website by searching for the applicable file number listed
below, or for an applicant using the Company name search field, on the
SEC's EDGAR system. The SEC's EDGAR system may be searched at <a href="https://www.sec.gov/edgar/searchedgar/legacy/companysearch.html">https://www.sec.gov/edgar/searchedgar/legacy/companysearch.html</a>. You may also
call the SEC's Public Reference Room at (202) 551-8090. An order
granting each application will be issued unless the SEC orders a
hearing. Interested persons may request a hearing on any application by
emailing the SEC's Secretary at <a href="/cdn-cgi/l/email-protection#3764525445524356454e441a7851515e54527744525419505841"><span class="__cf_email__" data-cfemail="a3f0c6c0d1c6d7c2d1dad08eecc5c5cac0c6e3d0c6c08dc4ccd5">[email protected]</span></a> and serving
the relevant applicant with a copy of the request by email, if an email
address is listed for the relevant applicant below, or personally or by
mail, if a physical address is listed for the relevant applicant below.
Hearing requests should be received by the SEC by 5:30 p.m. on August
23, 2022, and should be accompanied by proof of service on applicants,
in the form of an affidavit or, for lawyers, a certificate of service.
Pursuant to Rule 0-5 under the Act, hearing requests should state the
nature of the writer's interest, any facts bearing upon the
desirability of a hearing on the matter, the reason for the request,
and the issues contested. Persons who wish to be notified of a hearing
may request notification by writing to the Commission's Secretary at
<a href="/cdn-cgi/l/email-protection#de8dbbbdacbbaabfaca7adf391b8b8b7bdbb9eadbbbdf0b9b1a8"><span class="__cf_email__" data-cfemail="41122422332435203338326c0e2727282224013224226f262e37">[email protected]</span></a>.
[[Page 47802]]
ADDRESSES: The Commission: <a href="/cdn-cgi/l/email-protection#590a3c3a2b3c2d382b202a74163f3f303a3c192a3c3a773e362f"><span class="__cf_email__" data-cfemail="d083b5b3a2b5a4b1a2a9a3fd9fb6b6b9b3b590a3b5b3feb7bfa6">[email protected]</span></a>.
FOR FURTHER INFORMATION CONTACT: Shawn Davis, Assistant Director, at
(202) 551-6413 or Chief Counsel's Office at (202) 551-6821; SEC,
Division of Investment Management, Chief Counsel's Office, 100 F Street
NE, Washington, DC 20549-8010.
Infinity Long/Short Equity Fund, LLC [File No. 811-23297]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On December
31, 2021, and March 28, 2022, applicant made liquidating distributions
to its shareholders based on net asset value. Expenses of $20,000
incurred in connection with the liquidation were paid by the
applicant's investment adviser.
Filing Dates: The application was filed on May 12, 2022, and
amended on July 12, 2022.
Applicant's Address: <a href="/cdn-cgi/l/email-protection#cca6a3bfa4b9ade2a8a9bea5a2aba9be8caaada9abbea9a8bea5a2a7a9bee2afa3a1"><span class="__cf_email__" data-cfemail="e58f8a968d9084cb8180978c8b828097a583848082978081978c8b8e8097cb868a88">[email protected]</span></a>.
PFM Funds [File No. 811-04933]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. The applicant
has transferred its assets to Government Obligations Fund, a series of
First American Funds, Inc., and on December 20, 2021 made a final
distribution to its shareholders based on net asset value. Expenses of
$538,205 incurred connection with the reorganization were paid by the
applicant, the applicant's investment adviser, and the acquiring fund.
Filing Date: The application was filed on June 28, 2022.
Applicant's Address: <a href="/cdn-cgi/l/email-protection#b0f8f5e3e3f4f0c0d6ddd1dd9ed3dfdd"><span class="__cf_email__" data-cfemail="92dad7c1c1d6d2e2f4fff3ffbcf1fdff">[email protected]</span></a>.
PIMCO Dynamic Credit & Mortgage Income Fund [File No. 811-22758]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. The applicant
has transferred its assets to PIMCO Dynamic Income Fund, and on
December 10, 2021 made a final distribution to its shareholders based
on net asset value. Expenses of $2,990,379 incurred in connection with
the reorganization were paid by the applicant's investment adviser.
Filing Date: The application was filed on January 3, 2021.
Applicant's Address: <a href="/cdn-cgi/l/email-protection#d4b0b5a2bdb0faa7a1b8b8bda2b5ba94a6bba4b1a7b3a6b5adfab7bbb9"><span class="__cf_email__" data-cfemail="086c697e616c267b7d6464617e6966487a67786d7b6f7a6971266b6765">[email protected]</span></a>.
PIMCO Income Opportunity Fund [File No. 811-22121]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. The applicant
has transferred its assets to PIMCO Dynamic Income Fund, and on
December 10, 2021 made a final distribution to its shareholders based
on net asset value. Expenses of $482,768 incurred in connection with
the reorganization were paid by the applicant's investment adviser.
Filing Date: The application was filed on January 3, 2021.
Applicant's Address: <a href="/cdn-cgi/l/email-protection#2e4a4f58474a005d5b424247584f406e5c415e4b5d495c4f57004d4143"><span class="__cf_email__" data-cfemail="6004011609044e13150c0c0916010e20120f100513071201194e030f0d">[email protected]</span></a>.
Pioneer Income Opportunities Trust [File No. 811-23486]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Dates: The application was filed on February 9, 2022, and
amended on June 10, 2022.
Applicant's Address: <a href="/cdn-cgi/l/email-protection#88e2edfaede5f1a6e3e9e6fcfae7ffe1fcf2c8e5e7faefe9e6e4edffe1fba6ebe7e5"><span class="__cf_email__" data-cfemail="c5afa0b7a0a8bcebaea4abb1b7aab2acb1bf85a8aab7a2a4aba9a0b2acb6eba6aaa8">[email protected]</span></a>.
Value Line Tax Exempt Fund, Inc. [File No. 811-03904]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On October 25, 2021, applicant made a
liquidating distribution to its shareholders based on net asset value.
Expenses of $139,000 incurred in connection with the liquidation were
paid by the applicant and the applicant's investment advisor.
Filing Dates: The application was filed on April 20, 2022, and
amended on June 29, 2022.
Applicant's Address: <a href="/cdn-cgi/l/email-protection#2c45424a436c5a404a5942485f024f4341"><span class="__cf_email__" data-cfemail="89e0e7efe6c9ffe5effce7edfaa7eae6e4">[email protected]</span></a>.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2022-16653 Filed 8-3-22; 8:45 am]
BILLING CODE 8011-01-P
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