Notice2022-13153
Viking Global Equities II LP and Viking Global Investors LP
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
June 21, 2022
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 87 Issue 118 (Tuesday, June 21, 2022)</title>
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[Federal Register Volume 87, Number 118 (Tuesday, June 21, 2022)]
[Notices]
[Page 36902]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2022-13153]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 34615; File No. 813-00405]
Viking Global Equities II LP and Viking Global Investors LP
June 14, 2022.
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').
ACTION: Notice.
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Notice of application for an order (``Order'') under sections 6(b)
and 6(e) of the Investment Company Act of 1940 (the ``Act'') granting
an exemption from all provisions of the Act, except sections 9, 17, 30,
and 36 through 53, and the rules and regulations under the Act (the
``Rules and Regulations''). With respect to sections 17(a), (d), (e),
(f), (g), and (j) of the Act, sections 30(a), (b), (e), and (h) of the
Act and the Rules and Regulations and rule 38a-1 under the Act,
applicants request a limited exemption as set forth in the application.
SUMMARY OF APPLICATION: Applicants request an order to exempt certain
limited partnerships, limited liability companies, business trusts or
other entities (``Funds'') formed for the benefit of eligible employees
of Viking Global Investors LP and its affiliates from certain
provisions of the Act. Each Fund, and each series thereof with
segregated assets and liabilities, will be an ``employees' securities
company'' within the meaning of section 2(a)(13) of the Act.
APPLICANTS: Viking Global Equities II LP and Viking Global Investors
LP.
FILING DATES: The application was filed on January 28, 2022 and amended
on June 3, 2022.
HEARING OR NOTIFICATION OF HEARING: An order granting the requested
relief will be issued unless the Commission orders a hearing.
Interested persons may request a hearing on any application by emailing
the SEC's Secretary at <a href="/cdn-cgi/l/email-protection#792a1c1a0b1c0d180b000a54361f1f101a1c390a1c1a571e160f"><span class="__cf_email__" data-cfemail="2774424455425346555e540a6841414e44426754424409404851">[email protected]</span></a> and serving the
Applicants with a copy of the request by email, if an email address is
listed for the relevant Applicant below, or personally or by mail, if a
physical address is listed for the relevant Applicant below. Hearing
requests should be received by the Commission by 5:30 p.m. on July 11,
2022, and should be accompanied by proof of service on applicants, in
the form of an affidavit or, for lawyers, a certificate of service.
Pursuant to rule 0-5 under the Act, hearing requests should state the
nature of the writer's interest, any facts bearing upon the
desirability of a hearing on the matter, the reason for the request,
and the issues contested. Persons who wish to be notified of a hearing
may request notification by emailing the Commission's Secretary at
<a href="/cdn-cgi/l/email-protection#0754626475627366757e742a4861616e64624774626429606871"><span class="__cf_email__" data-cfemail="e3b0868091869782919a90ceac85858a8086a3908680cd848c95">[email protected]</span></a>.
ADDRESSES: The Commission: <a href="/cdn-cgi/l/email-protection#0350666071667762717a702e4c65656a6066437066602d646c75"><span class="__cf_email__" data-cfemail="4211272130273623303b316f0d24242b2127023127216c252d34">[email protected]</span></a>. Applicants:
Andrew M. Genser, <a href="/cdn-cgi/l/email-protection#513d3436303d3f3e25383234221127383a383f36363d3e33303d7f323e3c"><span class="__cf_email__" data-cfemail="d8b4bdbfb9b4b6b7acb1bbbdab98aeb1b3b1b6bfbfb4b7bab9b4f6bbb7b5">[email protected]</span></a>, and John J. Mahon,
<a href="/cdn-cgi/l/email-protection#a0eacfc8ce8eedc1c8cfcee0d3d2da8ec3cfcd"><span class="__cf_email__" data-cfemail="0d4762656323406c6562634d7e7f77236e6260">[email protected]</span></a>.
FOR FURTHER INFORMATION CONTACT: Jessica D. Leonardo, Senior Counsel,
or Marc Mehrespand, Branch Chief, at (202) 551-6825 (Division of
Investment Management, Chief Counsel's Office).
SUPPLEMENTARY INFORMATION: For Applicants' representations, legal
analysis, and conditions, please refer to Applicants' first amended and
restated application, dated June 3, 2022, which may be obtained via the
Commission's website by searching for the file number at the top of
this document, or for an Applicant using the Company name search field,
on the SEC's EDGAR system. The SEC's EDGAR system may be searched at,
at <a href="http://www.sec.gov/edgar/searchedgar/legacy/companysearch.html">http://www.sec.gov/edgar/searchedgar/legacy/companysearch.html</a>. You
may also call the SEC's Public Reference Room at (202) 551-8090.
For the Commission, by the Division of Investment Management,
under delegated authority.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2022-13153 Filed 6-17-22; 8:45 am]
BILLING CODE 8011-01-P
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