Notice2022-09583
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
May 5, 2022
Issuing agencies
Securities and Exchange Commission
Abstract
Applicant seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to Aberdeen Funds, and on October 11, 2021, and December 6, 2021, made final distributions to its shareholders based on net asset value. Expenses of $1,341,616 incurred in connection with the reorganization were paid by the applicant's investment adviser. Filing Dates: The application was filed on January 27, 2022, and amended on April 1, 2022. Applicant's Address: jbaris@sidley.com.
Full Text
<html>
<head>
<title>Federal Register, Volume 87 Issue 87 (Thursday, May 5, 2022)</title>
</head>
<body><pre>
[Federal Register Volume 87, Number 87 (Thursday, May 5, 2022)]
[Notices]
[Pages 26791-26792]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2022-09583]
=======================================================================
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 34575]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
April 29, 2022.
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').
ACTION: Notice of Applications for Deregistration under Section 8(f) of
the Investment Company Act of 1940.
-----------------------------------------------------------------------
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
April 2022. A copy of each application may be obtained via the
Commission's website by searching for the applicable file number listed
below, or for an applicant using the Company name search field, on the
SEC's EDGAR system. The SEC's EDGAR system may be searched at <a href="https://www.sec.gov/edgar/searchedgar/legacy/companysearch.html">https://www.sec.gov/edgar/searchedgar/legacy/companysearch.html</a>. You may also
call the SEC's Public Reference Room at (202) 551-8090. An order
granting each application will be issued unless the SEC orders a
hearing. Interested persons may request a hearing on any application by
emailing the SEC's Secretary at <a href="/cdn-cgi/l/email-protection#93c0f6f0e1f6e7f2e1eae0bedcf5f5faf0f6d3e0f6f0bdf4fce5"><span class="__cf_email__" data-cfemail="c291a7a1b0a7b6a3b0bbb1ef8da4a4aba1a782b1a7a1eca5adb4">[email protected]</span></a> and serving
the relevant applicant with a copy of the request by email, if an email
address is listed for the relevant applicant below, or personally or by
mail, if a physical address is listed for the relevant applicant below.
Hearing requests should be received by the SEC by 5:30 p.m. on May 24,
2022, and should be accompanied by proof of service on applicants, in
the form of an affidavit or, for lawyers, a certificate of service.
Pursuant to Rule 0-5 under the Act, hearing requests should state the
nature of the writer's interest, any facts bearing upon the
desirability of a hearing on the matter, the reason for the request,
and the issues contested. Persons who wish to be notified of a hearing
may request notification by writing to the Commission's Secretary at
<a href="/cdn-cgi/l/email-protection#3261575140574653404b411f7d54545b5157724157511c555d44"><span class="__cf_email__" data-cfemail="1b487e78697e6f7a69626836547d7d72787e5b687e78357c746d">[email protected]</span></a>.
ADDRESSES: The Commission: <a href="/cdn-cgi/l/email-protection#d380b6b0a1b6a7b2a1aaa0fe9cb5b5bab0b693a0b6b0fdb4bca5"><span class="__cf_email__" data-cfemail="2675434554435247545f550b6940404f45436655434508414950">[email protected]</span></a>.
[[Page 26792]]
FOR FURTHER INFORMATION CONTACT: Shawn Davis, Assistant Director, at
(202) 551-6413 or Chief Counsel's Office at (202) 551-6821; SEC,
Division of Investment Management, Chief Counsel's Office, 100 F Street
NE, Washington, DC 20549-8010.
Aberdeen Investment Funds [File No. 811-06652]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. The applicant has transferred its assets to
Aberdeen Funds, and on October 11, 2021, and December 6, 2021, made
final distributions to its shareholders based on net asset value.
Expenses of $1,341,616 incurred in connection with the reorganization
were paid by the applicant's investment adviser.
Filing Dates: The application was filed on January 27, 2022, and
amended on April 1, 2022.
Applicant's Address: <a href="/cdn-cgi/l/email-protection#6d070f0c1f041e2d1e0409010814430e0200"><span class="__cf_email__" data-cfemail="84eee6e5f6edf7c4f7ede0e8e1fdaae7ebe9">[email protected]</span></a>.
Calamos-Avenue Opportunities Fund [File No. 811-23573]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Date: The application was filed on March 22, 2022.
Applicant's Address: <a href="/cdn-cgi/l/email-protection#edbf848e858c9f89c385829f829a849997ad89888e85889f99c38e8280"><span class="__cf_email__" data-cfemail="ce9ca7ada6afbcaae0a6a1bca1b9a7bab48eaaabada6abbcbae0ada1a3">[email protected]</span></a>.
City National Rochdale High Yield Alternative Strategies Fund LLC [File
No. 811-21965]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On September
17, 2021, and November 29, 2021, applicant made liquidating
distributions to its shareholders based on net asset value. Expenses of
$22,937 incurred in connection with the liquidation were paid by the
applicant.
Filing Date: The application was filed on March 15, 2022.
Applicant's Address: <a href="/cdn-cgi/l/email-protection#ee828f9b9c878bc08a8b8bae83819c898f80828b99879dc08d8183"><span class="__cf_email__" data-cfemail="3a565b4f48535f145e5f5f7a5755485d5b54565f4d534914595557">[email protected]</span></a>.
City National Rochdale High Yield Alternative Strategies Fund TEI LLC
[File No. 811-21964]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On September
17, 2021, and November 29, 2021, applicant made liquidating
distributions to its shareholders based on net asset value. Expenses of
$28,655 incurred in connection with the liquidation were paid by the
applicant.
Filing Date: The application was filed on March 15, 2022.
Applicant's Address: <a href="/cdn-cgi/l/email-protection#4e222f3b3c272b602a2b2b0e23213c292f20222b39273d602d2123"><span class="__cf_email__" data-cfemail="9bf7faeee9f2feb5fffefedbf6f4e9fcfaf5f7feecf2e8b5f8f4f6">[email protected]</span></a>.
City National Rochdale High Yield Alternative Strategies Master Fund
LLC [File No. 811-21963]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On September
17, 2021, and November 29, 2021, applicant made liquidating
distributions to its shareholders based on net asset value. Expenses of
$44,192 incurred in connection with the liquidation were paid by City
National Rochdale High Yield Alternative Strategies Fund LLC, and City
National Rochdale High Yield Alternative Strategies Fund TEI LLC.
Filing Date: The application was filed on March 15, 2022.
Applicant's Address: <a href="/cdn-cgi/l/email-protection#0b676a7e79626e256f6e6e4b6664796c6a65676e7c627825686466"><span class="__cf_email__" data-cfemail="3b575a4e49525e155f5e5e7b5654495c5a55575e4c524815585456">[email protected]</span></a>.
Innovator ETFs Trust II [File No. 811-22926]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. The applicant has transferred its assets to
Innovator ETFs Trust, and on October 13, 2021 made a final distribution
to its shareholders based on net asset value. Expenses of $2,000
incurred in connection with the reorganization were paid by the
applicant's investment adviser.
Filing Dates: The application was filed on October 26, 2021, and
amended on March 21, 2022.
Applicant's Address: <a href="/cdn-cgi/l/email-protection#c6b1a7aab2a3b499a2b4a7a8a3bf86a5aea7b6aba7a8e8a5a9ab"><span class="__cf_email__" data-cfemail="0176606d7564735e6573606f647841626960716c606f2f626e6c">[email protected]</span></a>.
KP Funds [File No. 811-22838]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On December 7, 2020, and December 9, 2020,
applicant made liquidating distributions to its shareholders based on
net asset value. Expenses of approximately $952,429.24 incurred in
connection with the liquidation were paid by the applicant.
Filing Date: The application was filed on March 2, 2022.
Applicant's Address: <a href="/cdn-cgi/l/email-protection#5a293f3b34743d283b383f281a3735283d3b34363f2d332974393537"><span class="__cf_email__" data-cfemail="ee9d8b8f80c0899c8f8c8b9cae83819c898f80828b99879dc08d8183">[email protected]</span></a>.
Pacific Global ETF Trust [File No. 811-23376]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. The applicant has transferred its assets to
Pacer Funds Trust, and on October 22, 2021 made a final distribution to
its shareholders based on net asset value. Expenses of $86,911.33
incurred in connection with the reorganization were paid by the
applicant's investment adviser and the acquiring fund's investment
adviser.
Filing Dates: The application was filed on January 7, 2022, and
amended on April 5, 2022.
Applicant's Address: <a href="/cdn-cgi/l/email-protection#4f2d262d2d613c3b3d2a212c270f3b2720223f3c20212726212a612c2022"><span class="__cf_email__" data-cfemail="13717a71713d606761767d707b53677b7c7e63607c7d7b7a7d763d707c7e">[email protected]</span></a>.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2022-09583 Filed 5-4-22; 8:45 am]
BILLING CODE 8011-01-P
</pre><script data-cfasync="false" src="/cdn-cgi/scripts/5c5dd728/cloudflare-static/email-decode.min.js"></script></body>
</html>Indexed from Federal Register on May 5, 2022.
This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.