Notice2022-05345
Alpha Alternative Assets Fund and Alpha Growth Management LLC
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
March 14, 2022
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 87 Issue 49 (Monday, March 14, 2022)</title>
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[Federal Register Volume 87, Number 49 (Monday, March 14, 2022)]
[Notices]
[Pages 14304-14305]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2022-05345]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 34530; File No. 812-15277]
Alpha Alternative Assets Fund and Alpha Growth Management LLC
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').
ACTION: Notice.
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Notice of an application for an order pursuant to section 6(c) of
the Investment Company Act of 1940 (the ``Act'') for an exemption from
sections 18(a)(2), 18(c), and 18(i) of the Act, pursuant to sections
6(c) and 23(c) of the Act for certain exemptions from rule 23c-3 under
the Act, and pursuant to section 17(d) of the Act and rule 17d-1
thereunder.
Summary of Application: Applicants request an order to permit certain
registered closed-end management investment companies to issue multiple
classes of common shares of beneficial interest with varying sales
loads and asset-based service and/or distribution fees and to impose
early withdrawal charges.
Applicants: Alpha Alternative Assets Fund and Alpha Growth Management
LLC.
Filing Dates: The application was filed on October 21, 2021, and
amended on December 22, 2021 and February 3, 2022.
Hearing or Notification of Hearing: An order granting the requested
relief will be issued unless the Commission orders a hearing.
Interested persons may request a hearing on any application by emailing
the SEC's Secretary at <a href="/cdn-cgi/l/email-protection#60330503120514011219134d2f0606090305201305034e070f16"><span class="__cf_email__" data-cfemail="e0b3858392859481929993cdaf8686898385a0938583ce878f96">[email protected]</span></a> and serving the
Applicants with a copy of the request by email, if an email address is
listed for the relevant Applicant below, or personally or by mail, if a
physical address is listed for the relevant Applicant below. Hearing
requests should be received by the Commission by 5:30 p.m. on, April 4,
2022, and should be accompanied by proof of service on applicants, in
the form of an affidavit or, for lawyers, a certificate of service.
Pursuant to rule 0-5 under the Act, hearing requests should state the
nature of the writer's interest, any facts bearing upon the
desirability of a hearing on the matter, the reason for the request,
and the issues contested. Persons who wish to be notified of a hearing
may request notification by emailing the Commission's Secretary at
<a href="/cdn-cgi/l/email-protection#a0f3c5c3d2c5d4c1d2d9d38defc6c6c9c3c5e0d3c5c38ec7cfd6"><span class="__cf_email__" data-cfemail="b8ebdddbcaddccd9cac1cb95f7deded1dbddf8cbdddb96dfd7ce">[email protected]</span></a>.
ADDRESSES: The Commission: <a href="/cdn-cgi/l/email-protection#3764525445524356454e441a7851515e54527744525419505841"><span class="__cf_email__" data-cfemail="70231513021504110209035d3f1616191315300315135e171f06">[email protected]</span></a>. Applicants:
[[Page 14305]]
JoAnn M. Strasser, <a href="/cdn-cgi/l/email-protection#f8b297b99696d6ab8c8a998b8b9d8ab8ac909795888b9796b091969dd69b9795"><span class="__cf_email__" data-cfemail="63290c220d0d4d301711021010061123370b0c0e13100c0d2b0a0d064d000c0e">[email protected]</span></a>.
FOR FURTHER INFORMATION CONTACT: Steven I. Amchan, Senior Counsel, or
Lisa Reid Ragen, Branch Chief, at (202) 551-6825 (Division of
Investment Management, Chief Counsel's Office).
SUPPLEMENTARY INFORMATION: For Applicants' representations, legal
analysis, and conditions, please refer to Applicants' second amended
and restated application, dated February 3, 2022, which may be obtained
via the Commission's website by searching for the file number at the
top of this document, or for an Applicant using the Company name search
field, on the SEC's EDGAR system. The SEC's EDGAR system may be
searched at, at <a href="http://www.sec.gov/edgar/searchedgar/legacy/companysearch.html">http://www.sec.gov/edgar/searchedgar/legacy/companysearch.html</a>. You may also call the SEC's Public Reference Room
at (202) 551-8090.
For the Commission, by the Division of Investment Management,
under delegated authority.
Dated: March 9, 2022.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2022-05345 Filed 3-11-22; 8:45 am]
BILLING CODE 8011-01-P
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