Notice2022-03241

Privacy Act of 1974; System of Records

Primary source

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Published
February 16, 2022
Effective
March 18, 2022

Issuing agencies

Postal Service

Abstract

The United States Postal Service<SUP>TM</SUP> (USPS<SUP>TM</SUP>) is proposing to modify a General Privacy Act System of Records to facilitate effective preparedness and response to potential emerging public health crises and other emergency events that may impact Postal Service employees and operations in the working environment.

Full Text

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<title>Federal Register, Volume 87 Issue 32 (Wednesday, February 16, 2022)</title>
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[Federal Register Volume 87, Number 32 (Wednesday, February 16, 2022)]
[Notices]
[Pages 8884-8886]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2022-03241]


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POSTAL SERVICE


Privacy Act of 1974; System of Records

AGENCY: Postal Service<SUP>TM</SUP>.

ACTION: Notice of a modified system of records.

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SUMMARY: The United States Postal Service<SUP>TM</SUP> 
(USPS<SUP>TM</SUP>) is proposing to modify a General Privacy Act System 
of Records to facilitate effective preparedness and response to 
potential emerging public health crises and other emergency events that 
may impact Postal Service employees and operations in the working 
environment.

DATES: These revisions will become effective without further notice on 
March 18, 2022 unless comments received on or before that date result 
in a contrary determination.

ADDRESSES: Comments may be submitted via email to the Privacy and 
Records Management Office, United States Postal Service Headquarters 
(<a href="/cdn-cgi/l/email-protection#1767657e6176746e576264676439707861"><span class="__cf_email__" data-cfemail="0c7c7e657a6d6f754c797f7c7f226b637a">[email&#160;protected]</span></a>). Arrangements to view copies of any written comments 
received, to facilitate public inspection, will be made upon request.

FOR FURTHER INFORMATION CONTACT: Janine Castorina, Chief Privacy and 
Records Management Officer, Privacy and Records Management Office, 202-
268-3069 or <a href="/cdn-cgi/l/email-protection#8efefce7f8efedf7cefbfdfefda0e9e1f8"><span class="__cf_email__" data-cfemail="85f5f7ecf3e4e6fcc5f0f6f5f6abe2eaf3">[email&#160;protected]</span></a>.

SUPPLEMENTARY INFORMATION: This notice is in accordance with the 
Privacy Act requirement that agencies publish their systems of records 
in the Federal Register when there is a revision, change, or addition, 
or when the agency establishes a new system of records.

I. Background

    The Postal Service has determined that General Privacy Act Systems 
of Records (SOR), USPS 500.300, Emergency Management Records, should be 
revised to facilitate effective preparedness and response to potential 
emerging public health crises and other emergency events that may 
impact Postal Service employees and operations in the working 
environment.

II. Rationale for Changes to USPS Privacy Act Systems of Records

    The emergence of SARS-CoV-2 (COVID-19) in early 2020 identified the 
need for robust set of policies and practices to ensure operational 
continuity and employee safety amidst an emergency event, while also 
protecting individual privacy. To enhance the Postal Service's 
capability to respond to emergency events, the Postal Service will 
revise this SOR to broaden the scope of emergency events contemplated 
therein.
    Further, this SOR will be revised to support the collection of 
information related to ongoing pathogenic public health crises, 
including an individual's inoculation status related to an ongoing 
pathogenic public health crisis, as well as to collect information on 
positive or negative diagnostic test results related to an ongoing 
pathogenic public health crisis.
    These changes will provide greater flexibility to the Postal 
Service in its ability to prepare for and respond to a wide array of 
emergencies, and therefore provide greater support in its emergency 
management procedures.

III. Description of the Modified System of Records

    The Postal Service will expand the types of Emergency events 
contemplated by this SOR, including:
    <bullet> Natural disasters or other acts of God, such as coastal 
flooding, hurricanes, wildfires, etc.
    <bullet> Manmade hazards, such as coastal oil spills and 
terrestrial chemical contamination.
    <bullet> Manmade incidents, such as significant automobile 
accidents and active shooter events.
    <bullet> Acts of international or domestic terrorism and impacts 
from terrorism, such as the September 11th, 2001 attacks on New York 
City; Arlington, Virginia; and Pennsylvania and the 1995 Oklahoma City 
Federal Building attack.
    <bullet> Cybersecurity incidents, such as ransomware attacks and 
computer vulnerability exploits.
    <bullet> Pathogenic public health crises, such as the Novel 
Coronavirus Disease-19 (COVID-19) pandemic and the 2014 Ebola 
outbreaks.
    These events listed are intended as illustration and are not 
exhaustive of the types of events covered by the revisions to this SOR.
    Additionally, this SOR has been revised as follows:
    <bullet> Revisions to purposes 1, 2, 4, and 6.
    <bullet> Creation of purposes 7 through 13.
    <bullet> Revisions to Categories of Individuals 1 through 4.
    <bullet> Addition of Category of Individuals 5.
    <bullet> Revisions to Categories of Records 1, 2, and 4.
    <bullet> Additions of Categories of Records 5 and 6.
    <bullet> Addition of Routine Uses b through e.
    <bullet> Revisions to Record Source Categories.
    Pursuant to 5 U.S.C. 552a(e)(11), interested persons are invited to 
submit written data, views, or arguments on this proposal. A report of 
the proposed revisions has been sent to Congress and to the Office of 
Management and Budget for their evaluations. The Postal Service does 
not expect this amended system of records to have any adverse effect on 
individual privacy rights. The notice for USPS 500.300, Emergency 
Management Records, provided below in its entirety, is as follows:

SYSTEM NAME AND NUMBER:
    USPS 500.300, Emergency Management Records.

SECURITY CLASSIFICATION:
    None.

SYSTEM LOCATION:
    Headquarters and all field postal facilities.

SYSTEM MANAGER(S) AND ADDRESS:
    Chief Postal Inspector, United States Postal Inspection Service, 
United States Postal Service, 475 L'Enfant Plaza SW, Washington, DC 
20260.
    Vice President, Organization Development, United States Postal 
Service, 475 L'Enfant Plaza SW, Washington, DC 20260.
    Vice President, Facilities, United States Postal Service, 475 
L'Enfant Plaza SW, Washington, DC 20260.
    Chief Information Security Officer Vice President, 475 L'Enfant 
Plaza SW, Washington, DC 20260.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
    39 U.S.C. 401 and 410.

[[Page 8885]]

PURPOSE(S) OF THE SYSTEM:
    1. To permit collaboration among officially designated individuals 
and agencies who are responsible for mitigation of, preparation for, 
response to, and recovery from any naturally occurring disaster, 
manmade hazard or incident, act of terrorism, cybersecurity incident, 
or pathogenic public health crisis, involving the Postal Service.
    2. To satisfy federal requirements for the training, fitness 
testing, and medical surveillance of individuals in response to a 
naturally occurring disaster, manmade hazard or incident, act of 
terrorism, or pathogenic public health crisis, involving the Postal 
Service.
    3. To test for the exposure of individuals to hazards.
    4. To account for the whereabouts of individuals in response to a 
naturally occurring disaster, manmade hazard or incident, act of 
terrorism, or pathogenic public health crisis involving the Postal 
Service.
    5. To assess the likelihood of an individual's exposure to a hazard 
and to contact the individual with important health-related 
information.
    6. To provide information about disaster recovery programs and 
services to individuals affected by naturally occurring disaster, 
manmade hazard or incident, act of terrorism, or pathogenic public 
health crisis involving the Postal Service.
    7. To track health evaluations, including temperature checks, self-
reporting checklists, and laboratory tests related to an ongoing 
pathogenic public health crisis.
    8. To utilize pathogenic public health crisis medical test results 
to provide contact tracing services to affected Postal Service 
employees, contractors, and customers.
    9. To track and record vaccination status or employee attestation 
in lieu of acceptable proof of vaccination status as applicable, 
related to an ongoing pathogenic public health crisis, including the 
COVID-19 pandemic, to track and record pathogenic public health crisis 
medical test results, and maintain rosters with details relating to 
employees' vaccination status.
    10. To provide limited personal information to relevant government 
health agencies for assistance tracking and controlling infections that 
are the subject of an ongoing pathogenic public health crisis.
    11. To prepare for, identify, and respond to cybersecurity 
incidents aimed at or affecting the United States Federal Government or 
the Postal Service.
    12. To allow an employee to record their COVID-19 vaccination 
status and COVID-19 testing status through mobile and web-based 
applications.
    13. To allow an individual to upload their COVID-19 vaccination 
status and COVID-19 testing status to mobile and web-based applications 
by capturing an image of such status.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
    1. Postal Service employees, contractors, and other individuals 
having emergency management responsibilities officially designated by 
the Postal Service to mitigate, prepare for, respond to, or recover 
from any naturally occurring disaster, manmade hazard or incident, act 
of terrorism, pathogenic public health crisis, or cybersecurity 
incident.
    2. Household members of Postal Service employees, contractors, and 
other individuals having emergency management responsibilities 
officially designated by the Postal Service to mitigate, prepare for, 
respond to, or recover from any naturally occurring disaster, manmade 
hazard or incident, act of terrorism, pathogenic public health crisis, 
or cybersecurity incident.
    3. Individuals who are evacuees from postal facilities or who are 
unaccounted for in the event of a naturally occurring disaster, manmade 
hazard or incident, act of terrorism, or pathogenic public health 
crisis.
    4. Individuals whose names have been provided to the Postal Service 
by government agencies or disaster relief organizations as a result of 
a naturally occurring disaster, manmade hazard or incident, act of 
terrorism, pathogenic public health crisis, or cybersecurity incident.
    5. Postal Service employees who provide the Postal Service with 
acceptable proof of COVID-19 vaccination status or, in the alternative, 
weekly COVID-19 testing results (or test results prior to return to 
physical postal facilities or workplaces).

CATEGORIES OF RECORDS IN THE SYSTEM:
    1. Emergency management information: Records related to Postal 
Service employees and contractors having officially designated 
emergency management responsibilities, including: Name; Social Security 
Number or Employee Identification Number; date of birth; postal or 
contract assignment information; home, work, and emergency contact 
information; duty location, work schedule; and assigned emergency 
management devices.
    2. Medical fitness and surveillance information: Records related to 
medical documentation such as: Receipt of prophylaxis, a roster of 
COVID-19 vaccinations, other vaccinations, related to an ongoing 
pathogenic public health crisis, diagnostic tests, antibody tests, 
other medical tests as necessary and related to an ongoing pathogenic 
public health crisis, determinations of fitness to wear protective 
equipment, and surveillance for exposure to hazards.
    3. Emergency management training information: Records related to 
specialized training in emergency management of natural disasters and 
manmade hazards completed by emergency management personnel.
    4. Evacuee information: Records of individuals who are impacted by 
natural disasters or manmade hazards, such as name; postal or contract 
assignment information; home, work, and emergency contact information; 
home and work address; location in facility and activities prior to 
evacuation; route of exit from facility; rallying point; and emergency 
medical treatment administered to evacuees.
    5. Public Health Crisis Records: Records of individual medical test 
results for infections relating to a state of emergency or public 
health crisis; records of individual vaccination against pathogens, a 
roster of employee vaccination status, identified as either fully 
vaccinated, partially (not fully) vaccinated, not fully vaccinated due 
to a medical or religious accommodation, non-disclosed, or vaccine 
attestation statements provided in lieu of proof of vaccination; and 
reports of work-related COVID-19 fatalities and work-related COVID-19 
in-patient hospitalizations.
    6. COVID-19 Software Application Records: Employee Identification 
Number, Vaccination Status, Vaccine Manufacturer, Vaccine Date, Postal 
Email Address, Personal Email Address, Vaccine Proof Image, Vaccine 
Exemption Status, Vaccine Exemption Reason, Test Result Status, Last 
Testing Date, Testing Kit Result Image, Date of Test, and Attachment 
Uploads.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES 
OF USERS AND THE PURPOSES OF SUCH USES:
    Standard routine uses 1 through 9 apply. In addition:
    (a) Medical records may be disclosed to an individual's private 
treating physician, to medical personnel retained by the Postal 
Service, and to public health agencies to provide medical examinations, 
medications, or treatment to individuals covered by this system of 
records.
    (b) Personal information, not to exceed name, positive or negative 
pathogenic public health crisis diagnostic test results, testing 
facility name, testing facility contact

[[Page 8886]]

information, positive or negative pathogenic public health crisis 
antibody test results, address, and preferred contact information, may 
be disclosed to the Centers for Disease Control and Prevention, 
National Institutes of Health, and any relevant state or local public 
health authorities covering an area affected by an ongoing pathogenic 
public health crisis.
    (c) Disclosure of records to appropriate agencies, entities, and 
persons when (1) the Postal Service suspects or has confirmed that 
there has been a breach of the system of records; (2) the Postal 
Service has determined that as a result of the suspected or confirmed 
breach there is a risk of harm to individuals, the Postal Service 
(including its information systems, programs, and operations), the 
Federal Government, or national security; and (3) the disclosure made 
to such agencies, entities, and persons is reasonably necessary to 
assist in connection with the Postal Service's efforts to respond to 
the suspected or confirmed breach or to prevent, minimize, or remedy 
such harm.
    (d) Disclosure of employee COVID-19 vaccine documentation and any 
COVID-19 test results to the Assistant Secretary of Labor for 
Occupational Safety and Health, their designees, employees, individuals 
authorized by that employee, or employee representatives upon request.
    (e) Disclosure of work-related COVID-19 fatalities and 
hospitalizations to the Occupational Safety and Health Administration 
(OSHA).

RECORD SOURCE CATEGORIES:
    Employees; contractors; medical staff of the Postal Service; 
designated contractors; public health agencies; emergency response 
providers, first responders; individuals who are evacuated in the event 
of a naturally occurring disaster, manmade hazard or incident, act of 
terrorism, pathogenic public health crisis, or cybersecurity incident; 
and household members of USPS employees and other individuals having 
emergency management responsibilities officially designated by the 
Postal Service.

POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
    Automated database, computer storage media, and paper.

POLICIES OF PRACTICES FOR RETRIEVAL OF RECORDS:
    By name, Social Security Number, Employee Identification Number, 
and postal facility name.

POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
    <bullet> Emergency management information and emergency management 
training information is retained 5 years beyond the end of the period 
for which the individual is assigned emergency management 
responsibilities.
    <bullet> Medical documentation including fitness and medical 
surveillance information is retained 30 years from the date of 
collection.
    <bullet> Evacuee information is retained 5 years from the date of 
collection.
    <bullet> Records related to employee vaccination and employee 
medical test related to a pathogenic public health crisis are retained 
for 5 years from date of collection.
    <bullet> Records related to COVID-19 Software Application Records 
are retained for 24 months.
    Records existing on paper are destroyed by burning, pulping, or 
shredding. Records existing on computer storage media are destroyed 
according to the applicable Postal Service media sanitization practice.

ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
    Paper records, computers, and computer storage media are located in 
controlled-access areas under supervision of program personnel. Access 
to these areas is limited to authorized personnel, who must be 
identified with a badge. Access to records is limited to individuals 
whose official duties require such access. Contractors and licensees 
are subject to contract controls and unannounced on-site audits and 
inspections. Computers are protected by mechanical locks, card key 
systems, or other physical access control methods. The use of computer 
systems is regulated with installed security software, computer logon 
identifications, and operating system controls including access 
controls, terminal and transaction logging, and file management 
software.

RECORD ACCESS PROCEDURES:
    Requests for access must be made in accordance with the 
Notification Procedure above and USPS Privacy Act regulations regarding 
access to records and verification of identity under 39 CFR 266.5.

CONTESTING RECORD PROCEDURES:
    See Notification Procedure (below) and Record Access Procedures 
(above).

NOTIFICATION PROCEDURE:
    Current and former employees and contractors wanting to know if 
information about them is maintained in this system of records must 
address inquiries to the facility head where currently or last 
employed. Headquarters employees or contractors must submit inquiries 
to the Chief Postal Inspector. Requests must include full name, Social 
Security Number or Employee Identification Number, and employment or 
contract dates. Individuals from whom evacuee information may have been 
collected must address inquiries to the head of the facility from which 
they were evacuated. Household members of current or former field 
employees and other individuals having emergency management 
responsibilities officially designated by the Postal Service must 
address inquiries to the facility head where the postal employee in 
their household is currently or was last employed. Household members of 
current or former Headquarters employees and other individuals having 
emergency management responsibilities officially designated by the 
Postal Service must submit inquiries to the Chief Postal Inspector.

SYSTEMS EXEMPTED FROM CERTAIN PROVISIONS OF THE ACT:
    Pursuant to 5 U.S.C. 552a(j) and (k), USPS has established 
regulations at 39 CFR 266.9 that exempt records in this system 
depending on their purpose.

HISTORY:
    June 27, 2012, 77 FR 3834; July 17, 2008, 73 FR 41134; April 29, 
2005, 70 FR 22516.

Sarah E. Sullivan,
Attorney, Ethics & Legal Compliance.
[FR Doc. 2022-03241 Filed 2-15-22; 8:45 am]
BILLING CODE 7710-12-P


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Indexed from Federal Register on February 16, 2022.

This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.