Notice2021-28435
Submission for OMB Review; Comment Request; Extension: Form ADV-E
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
January 3, 2022
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 87 Issue 1 (Monday, January 3, 2022)</title>
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[Federal Register Volume 87, Number 1 (Monday, January 3, 2022)]
[Notices]
[Page 134]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2021-28435]
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SECURITIES AND EXCHANGE COMMISSION
[OMB Control No. 3235-0361, SEC File No. 270-318]
Submission for OMB Review; Comment Request; Extension: Form ADV-E
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (the ``Commission'') has submitted to the Office of
Management and Budget a request for extension of the previously
approved collection of information discussed below.
Form ADV-E (17 CFR 279.8) is the cover sheet for certificates of
accounting filed pursuant to rule 206(4)-2 under the Investment
Advisers Act of 1940 (17 CFR 275.206(4)-2). The rule further requires
that the public accountant file with the Commission a Form ADV-E and
accompanying statement within four business days of the resignation,
dismissal, removal or other termination of its engagement.
The Commission has estimated that compliance with the requirement
to complete Form ADV-E imposes a total burden of approximately 0.05
hours (3 minutes) per respondent. Based on current information from
advisers registered with the Commission, the Commission staff estimates
that 1,743 filings will be submitted with respect to surprise
examinations and 33 filings will be submitted with respect to
termination of accountants. Based on these estimates, the total
estimated annual burden would be 88.80 hours ((1,743 filings x .05
hours) + (33 filings x .05 hours)).
The information provided on Form ADV-E is mandatory. Responses will
not be kept confidential. An agency may not conduct or sponsor a
collection of information unless it displays a currently valid OMB
control number. No person shall be subject to any penalty for failing
to comply with a collection of information subject to the PRA that does
not display a valid OMB control number.
The public may view background documentation for this information
collection at the following website: <a href="http://www.reginfo.gov">www.reginfo.gov</a>. Find this
particular information collection by selecting ``Currently under 30-day
Review--Open for Public Comments'' or by using the search function.
Written comments and recommendations for the proposed information
collection should be sent within 30 days of publication of this notice
to (i) <a href="http://www.reginfo.gov/public/do/PRAMain">www.reginfo.gov/public/do/PRAMain</a> and (ii) David Bottom,
Director/Chief Information Officer, Securities and Exchange Commission,
c/o John Pezzullo, 100 F Street NE, Washington, DC 20549, or by sending
an email to: <a href="/cdn-cgi/l/email-protection#f7a7a5b6a8ba969e9b95988fb7849294d9909881"><span class="__cf_email__" data-cfemail="2c7c7e6d73614d45404e43546c5f494f024b435a">[email protected]</span></a>.
Dated: December 28, 2021.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021-28435 Filed 12-30-21; 8:45 am]
BILLING CODE 8011-01-P
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