Notice2021-25712
Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest; Five Points Mezzanine Fund III, L.P.
Primary source
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Published
November 24, 2021
Issuing agencies
Small Business Administration
Full Text
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<title>Federal Register, Volume 86 Issue 224 (Wednesday, November 24, 2021)</title>
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[Federal Register Volume 86, Number 224 (Wednesday, November 24, 2021)]
[Notices]
[Pages 67110-67111]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2021-25712]
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SMALL BUSINESS ADMINISTRATION
[License No. 04/04-0333]
Notice Seeking Exemption Under Section 312 of the Small Business
Investment Act, Conflicts of Interest; Five Points Mezzanine Fund III,
L.P.
Notice is hereby given that Five Points Mezzanine Fund III, L.P.,
101 N. Cherry Street, Winston-Salem, NC 27101, a Federal Licensee under
the Small Business Investment Act of 1958, as amended (``the Act''), in
connection with the financing of a small concern, has sought an
exemption under Section 312 of the Act and Section 107.730, Financings
which Constitute Conflicts of Interest of the U.S. Small Business
Administration (``SBA'') Rules and Regulations (13 CFR 107.730). Five
Points Mezzanine Fund III, L.P. proposes to purchase its pro rata share
of a recent debt financing from BMO Harris Bank, N.A. in Welcome Dairy
Holdings, LLC, 225567 Silver Maple Lane, Colby, WI.
The financing is brought within the purview of Sec. 107.730(a) and
(d) of the Regulations because RCP Advisors, an Associate of Five
Points Mezzanine Fund III, L.P., indirectly owns more than ten percent
of Welcome Dairy Holdings, LLC, and therefore this transaction is
considered a financing of an Associate requiring prior SBA approval.
[[Page 67111]]
Notice is hereby given that any interested person may submit
written comments on the transaction, within fifteen days of the date of
this publication, to the Associate Administrator for Investment and
Innovation, U.S. Small Business Administration, 409 Third Street SW,
Washington, DC 20416.
Bailey DeVries,
Associate Administrator, Office of Investment and Innovation.
[FR Doc. 2021-25712 Filed 11-23-21; 8:45 am]
BILLING CODE P
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