Notice2021-21587
Proposed Collection; Comment Request
Primary source
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Published
October 5, 2021
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 86 Issue 190 (Tuesday, October 5, 2021)</title>
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[Federal Register Volume 86, Number 190 (Tuesday, October 5, 2021)]
[Notices]
[Pages 55043-55044]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2021-21587]
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SECURITIES AND EXCHANGE COMMISSION
[SEC File No. 270-318, OMB Control No. 3235-0361]
Proposed Collection; Comment Request
Upon Written Request Copies Available From: U.S. Securities and
Exchange Commission, Office of FOIA Services, 100 F Street NE,
Washington, DC 20549-2736
Extension:
Form ADV-E
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (the ``Commission'') is soliciting comments on the
collection of information summarized below. The Commission plans to
submit this existing collection of information to the Office of
Management and Budget for extension and approval.
Form ADV-E (17 CFR 279.8) is the cover sheet for certificates of
accounting filed pursuant to rule 206(4)-2 under the Investment
Advisers Act of 1940 (17 CFR 275.206(4)-2). The rule further requires
that the public accountant file with the Commission a Form ADV-E and
accompanying statement within four business days of the resignation,
dismissal, removal or other termination of its engagement.
The Commission has estimated that compliance with the requirement
to complete Form ADV-E imposes a total burden of approximately 0.05
hours (3 minutes) per respondent. Based on current information from
advisers
[[Page 55044]]
registered with the Commission, the Commission staff estimates that
1,743 filings will be submitted with respect to surprise examinations
and 33 filings will be submitted with respect to termination of
accountants. Based on these estimates, the total estimated annual
burden would be 88.80 hours ((1,743 filings x .05 hours) + (33 filings
x .05 hours)).
Written comments are invited on: (a) Whether the proposed
collection of information is necessary for the proper performance of
the functions of the agency, including whether the information will
have practical utility; (b) the accuracy of the agency's estimate of
the burden of the collection of information; (c) ways to enhance the
quality, utility, and clarity of the information collected; and (d)
ways to minimize the burden of the collection of information on
respondents, including through the use of automated collection
techniques or other forms of information technology. Consideration will
be given to comments and suggestions submitted in writing within 60
days of this publication. An agency may not conduct or sponsor a
collection of information unless it displays a currently valid OMB
control number. No person shall be subject to any penalty for failing
to comply with a collection of information subject to the PRA that does
not display a valid OMB control number.
Please direct your written comments to David Bottom, Director/Chief
Information Officer, Securities and Exchange Commission, C/O Cynthia
Roscoe, 100 F Street NE, Washington, DC 20549; or send an email to:
<a href="/cdn-cgi/l/email-protection#6e3e3c2f31230f07020c01162e1d0b0d40090118"><span class="__cf_email__" data-cfemail="f7a7a5b6a8ba969e9b95988fb7849294d9909881">[email protected]</span></a>.
Dated: September 29, 2021.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021-21587 Filed 10-4-21; 8:45 am]
BILLING CODE 8011-01-P
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