Notice2021-21206
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
September 30, 2021
Issuing agencies
Securities and Exchange Commission
Abstract
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. Applicant currently has fewer than 100 beneficial owners, is not presently making an offering of securities and does not propose to make any offering of securities. Applicant will continue to operate as a private investment fund in reliance on section 3(c)(1) of the Act. Filing Date: The application was filed on August 27, 2021. Applicant's Address: legalnotices@fsinvestments.com.
Full Text
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<title>Federal Register, Volume 86 Issue 187 (Thursday, September 30, 2021)</title>
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[Federal Register Volume 86, Number 187 (Thursday, September 30, 2021)]
[Notices]
[Pages 54254-54255]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2021-21206]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 34384]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
September 24, 2021.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
September 2021. A copy of each application may be obtained via the
Commission's website by searching for the file number, or for an
applicant using the Company name box, at <a href="http://www.sec.gov/search/search.htm">http://www.sec.gov/search/search.htm</a> or by calling (202) 551-8090. An order granting each
application will be issued unless the SEC orders a hearing. Interested
persons may request a hearing on any application by emailing the SEC's
Secretary at <a href="/cdn-cgi/l/email-protection#386b5d5b4a5d4c594a414b15775e5e515b5d784b5d5b165f574e"><span class="__cf_email__" data-cfemail="dd8eb8beafb8a9bcafa4aef092bbbbb4beb89daeb8bef3bab2ab">[email protected]</span></a> and serving the relevant
applicant with a copy of the request by email, if an email address is
listed for the relevant applicant below, or personally or by mail, if a
physical address is listed for the relevant applicant below. Hearing
requests should be received by the SEC by 5:30 p.m. on October 19,
2021, and should be accompanied by proof of service on applicants, in
the form of an affidavit or, for lawyers, a certificate of
[[Page 54255]]
service. Pursuant to Rule 0-5 under the Act, hearing requests should
state the nature of the writer's interest, any facts bearing upon the
desirability of a hearing on the matter, the reason for the request,
and the issues contested. Persons who wish to be notified of a hearing
may request notification by writing to the Commission's Secretary at
<a href="/cdn-cgi/l/email-protection#99cafcfaebfcedf8ebe0eab4d6fffff0fafcd9eafcfab7fef6ef"><span class="__cf_email__" data-cfemail="40132523322534213239336d0f2626292325003325236e272f36">[email protected]</span></a>.
ADDRESSES: The Commission: <a href="/cdn-cgi/l/email-protection#386b5d5b4a5d4c594a414b15775e5e515b5d784b5d5b165f574e"><span class="__cf_email__" data-cfemail="efbc8a8c9d8a9b8e9d969cc2a08989868c8aaf9c8a8cc1888099">[email protected]</span></a>.
FOR FURTHER INFORMATION CONTACT: Shawn Davis, Assistant Director, at
(202) 551-6413 or Chief Counsel's Office at (202) 551-6821; SEC,
Division of Investment Management, Chief Counsel's Office, 100 F Street
NE, Washington, DC 20549-8010.
FS Multi-Alternative Income Fund [File No. 811-23338]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant
currently has fewer than 100 beneficial owners, is not presently making
an offering of securities and does not propose to make any offering of
securities. Applicant will continue to operate as a private investment
fund in reliance on section 3(c)(1) of the Act.
Filing Date: The application was filed on August 27, 2021.
Applicant's Address: <a href="/cdn-cgi/l/email-protection#fb979e9c9a9795948f92989e88bb9d8892958d9e888f969e958f88d5989496"><span class="__cf_email__" data-cfemail="1579707274797b7a617c7670665573667c7b6370666178707b61663b767a78">[email protected]</span></a>.
Hatteras VC Co-Investment Fund II, LLC [File No. 811-22251]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On June 29,
2021, applicant made liquidating distributions to its shareholders
based on net asset value. Expenses of $213,900 incurred in connection
with the liquidation were paid by the fund's investment adviser, and/or
their affiliates.
Filing Date: The application was filed on August 17, 2021.
Applicant's Address: <a href="/cdn-cgi/l/email-protection#4f25203c273a2e612b2a3d2621282a3d0f292e2a283d2a2b3d2621242a3d612c2022"><span class="__cf_email__" data-cfemail="3e54514d564b5f105a5b4c5750595b4c7e585f5b594c5b5a4c5750555b4c105d5153">[email protected]</span></a>.
iShares U.S. ETF Company, Inc [File No. 811-22522]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant has never made a public offering of
its securities and does not propose to make a public offering or engage
in business of any kind.
Filing Date: The application was filed on August 31, 2021.
Applicant's Address: <a href="/cdn-cgi/l/email-protection#82e0eae3f1e9ebecc2f5ebeeeee9ebe7ace1edef"><span class="__cf_email__" data-cfemail="66040e07150d0f0826110f0a0a0d0f034805090b">[email protected]</span></a>.
NexPoint Healthcare Opportunities Fund [File No. 811-23144]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On April 17,
2020, applicant made liquidating distributions to its shareholders
based on net asset value. No expenses were incurred in connection with
the liquidation.
Filing Dates: The application was filed on April 24, 2020 and
amended on September 1, 2021.
Applicant's Address: <a href="/cdn-cgi/l/email-protection#ce84a1a0e382bbade08abbbebbb78ea5a2a9afbaabbde0ada1a3"><span class="__cf_email__" data-cfemail="1852777635546d7b365c6d686d615873747f796c7d6b367b7775">[email protected]</span></a>.
Pacific Global Fund, Inc. [File No. 811-07062]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On March 30, 2020, and April 6, 2020,
applicant made liquidating distributions to its shareholders based on
net asset value. Expenses of $141,570 incurred in connection with the
liquidation were paid by the applicant.
Filing Date: The application was filed on August 20, 2021.
Applicant's Address: <a href="/cdn-cgi/l/email-protection#9ffdf4faf3f3fae6dfeff8f6f2fcb1fcf0f2"><span class="__cf_email__" data-cfemail="ceaca5aba2a2abb78ebea9a7a3ade0ada1a3">[email protected]</span></a>.
RiverNorth Opportunities Fund II, Inc. [File No. 811-23427]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Date: The application was filed on August 13, 2021.
Applicant's Address: <a href="/cdn-cgi/l/email-protection#c4b6abbdafada984a7aca5b4a9a5aaeaa7aba9"><span class="__cf_email__" data-cfemail="d9abb6a0b2b0b499bab1b8a9b4b8b7f7bab6b4">[email protected]</span></a>.
Vivaldi Opportunities Fund [File No. 811-23255]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. The applicant
has transferred its assets to Angel Oak Financial Strategies Income
Term Trust, and on June 5, 2020 made a final distribution to its
shareholders based on net asset value. Expenses of $731,250 incurred in
connection with the reorganization were paid by the applicant's
investment adviser and the acquiring fund's investment adviser.
Filing Dates: The application was filed on July 12, 2021 and
amended on September 13, 2021.
Applicant's Address: <a href="/cdn-cgi/l/email-protection#4a202539223f2b642e2f3823242d2f380a2c2b2f2d382f2e382324212f3864292527"><span class="__cf_email__" data-cfemail="4923263a213c28672d2c3b20272e2c3b092f282c2e3b2c2d3b2027222c3b672a2624">[email protected]</span></a>.
Western Asset Municipal Defined Opportunity Trust Inc. [File No. 811-
22265]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On May 3,
2021, applicant made liquidating distributions to its shareholders
based on net asset value. Expenses of $30,054.75 incurred in connection
with the liquidation were paid by the applicant.
Filing Dates: The application was filed on July 22, 2021 and
amended on September 2, 2021.
Applicant's Address: <a href="/cdn-cgi/l/email-protection#e582808a978280cb8d8a9c91a58397848b8e898c8b918088958980918a8bcb868a88"><span class="__cf_email__" data-cfemail="0265676d7065672c6a6d7b76426470636c696e6b6c76676f726e67766d6c2c616d6f">[email protected]</span></a>.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021-21206 Filed 9-29-21; 8:45 am]
BILLING CODE 8011-01-P
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