Notice of Application for the Amendment of Substituted Compliance Determination Regarding Security-Based Swap Entities Subject to Regulation in the Federal Republic of Germany; Proposed Amendments to Order
Primary source
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Issuing agencies
Abstract
The Securities and Exchange Commission ("Commission") is soliciting public comment on an application by the Bundesanstalt f[uuml]r Finanzdienstleistungsaufsicht ("BaFin"), pursuant to rule 3a71-6 under the Securities Exchange Act of 1934 ("Exchange Act"), requesting that the Commission amend an existing substituted compliance Order for Germany to extend the Order to nonbank capital and margin requirements (the "Amended Application"). The Commission also is soliciting comment on proposed amendments to the Order and is proposing to amend and restate the Order (the "proposed Amended Order").
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