Procedures for the Commission's Use of Certain Authorities Under Rule 21F-3(b)(3) and Rule 21F-6 of the Securities Exchange Act of 1934
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Issuing agencies
Abstract
The Securities and Exchange Commission ("Commission" or "SEC") is issuing this statement to clarify how the SEC will proceed when addressing certain issues under Exchange Act Rule 21F-3(b)(3) and Exchange Act Rule 21F-6 while the staff is preparing and the Commission is considering potential amendments to those rules ("Interim Policy- Review Period"). These procedures will remain in effect until withdrawn by the Commission.
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