Notice2021-11479
Investor Advisory Committee Meeting
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
June 1, 2021
Issuing agencies
Securities and Exchange Commission
Abstract
The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a public meeting. The public is invited to submit written statements to the Committee.
Full Text
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<title>Federal Register, Volume 86 Issue 103 (Tuesday, June 1, 2021)</title>
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[Federal Register Volume 86, Number 103 (Tuesday, June 1, 2021)]
[Notices]
[Page 29312]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2021-11479]
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SECURITIES AND EXCHANGE COMMISSION
[Release Nos. 33-10944, 34-92018; File No. 265-28]
Investor Advisory Committee Meeting
AGENCY: Securities and Exchange Commission.
ACTION: Notice of meeting.
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SUMMARY: The Securities and Exchange Commission Investor Advisory
Committee, established pursuant to Section 911 of the Dodd-Frank Wall
Street Reform and Consumer Protection Act of 2010, is providing notice
that it will hold a public meeting. The public is invited to submit
written statements to the Committee.
DATES: The meeting will be held on Thursday, June 10, 2021 from 10:00
a.m. until 4:15 p.m. (ET). Written statements should be received on or
before June 9, 2021.
ADDRESSES: The meeting will be conducted by remote means and/or at the
Commission's headquarters, 100 F St. NE, Washington, DC 20549. The
meeting will be webcast on the Commission's website at <a href="http://www.sec.gov">www.sec.gov</a>.
Written statements may be submitted by any of the following methods:
Electronic Statements
[ssquf] Use the Commission's internet submission form (<a href="http://www.sec.gov/rules/other.shtml">http://www.sec.gov/rules/other.shtml</a>); or
[ssquf] Send an email message to <a href="/cdn-cgi/l/email-protection#9ae8eff6ffe9b7f9f5f7f7fff4eee9dae9fff9b4fdf5ec"><span class="__cf_email__" data-cfemail="c4b6b1a8a1b7e9a7aba9a9a1aab0b784b7a1a7eaa3abb2">[email protected]</span></a>. Please
include File No. 265-28 on the subject line; or
Paper Statements
[ssquf] Send paper statements to Vanessa A. Countryman, Secretary,
Securities and Exchange Commission, 100 F Street NE, Washington, DC
20549-1090.
All submissions should refer to File No. 265-28. This file number
should be included on the subject line if email is used. To help us
process and review your statement more efficiently, please use only one
method.
Statements also will be available for website viewing and printing
in the Commission's Public Reference Room, 100 F Street NE, Room 1503,
Washington, DC 20549, on official business days between the hours of
10:00 a.m. and 3:00 p.m. All statements received will be posted without
change. Persons submitting comments are cautioned that we do not redact
or edit personal identifying information from comment submissions. You
should submit only information that you wish to make available
publicly.
FOR FURTHER INFORMATION CONTACT: Marc Oorloff Sharma, Chief Counsel,
Office of the Investor Advocate, at (202) 551-3302, Securities and
Exchange Commission, 100 F Street NE, Washington, DC 20549.
SUPPLEMENTARY INFORMATION: The meeting will be open to the public,
except during that portion of the meeting reserved for an
administrative work session during lunch. Persons needing special
accommodations to take part because of a disability should notify the
contact person listed in the section above entitled FOR FURTHER
INFORMATION CONTACT.
The agenda for the meeting includes: Welcome remarks; approval of
previous meeting minutes; a panel discussion regarding best execution
and its role in post-NMS market structure; a panel discussion regarding
best execution issues unique to wholesale brokers; a panel discussion
regarding 10b5-1 plans; a discussion of a recommendation regarding
individual retirement accounts; subcommittee reports; and a non-public
administrative session.
Dated: May 26, 2021.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2021-11479 Filed 5-28-21; 8:45 am]
BILLING CODE 8011-01-P
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