§ 31-5603.01Title 31

Registration requirement.

No person shall offer or sell a security in the District unless the security is registered under this chapter, the security or transaction is exempt under § 31-5604.01 or § 31-5604.02, or the security is a federal covered security.

Annotations

Oct. 26, 2000, D.C. Law 13-203, § 301, 47 DCR 7837
Section 806 of D.C. Law 13-203 provided: “Titles III and IV shall apply as of June 1, 2001.”
This section is referenced in § 31-5603.08, § 31-5604.01, § 31-5604.02, § 31-5604.03, § 31-5604.04, § 31-5605.01, § 31-5606.05, and § 31-5608.01.

Source XML

Sourced from the DC Council Open Law Library (public domain).

This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.